LPL Financial
CAPE icon

LPL Financial’s DoubleLine Shiller CAPE US Equities ETF CAPE Stock Holding History

LPL Financial’s Portfolio CAPE Stock Details CAPE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$234K Sell
7,596
-1,830
-19% -$59.3K ﹤0.01% 5380
2025
Q4 		$304K Sell
9,426
-335
-3% -$10.7K ﹤0.01% 5137
2025
Q3 		$318K Buy
9,761
+1,544
+19% +$49.7K ﹤0.01% 5007
2025
Q2 		$261K Buy
+8,217
New +$249K ﹤0.01% 4874

Other funds holding CAPE

SG
Straightline Group Troy, Michigan $201M AUM 8.48% 1-Year Est. Return
WLPWM
Walled Lake Planning & Wealth Management Winnetka, Illinois $340M AUM 14.34% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
EK
Evensky & Katz Coral Gables, Florida $1.76B AUM 18.21% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
WA
Waddell & Associates Memphis, Tennessee $2.02B AUM 36.49% 1-Year Est. Return
SPI
Santori & Peters Inc Canonsburg, Pennsylvania $321M AUM 27.58% 1-Year Est. Return
HAG
HF Advisory Group Annapolis, Maryland $323M AUM 17.8% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

LPL Financial's CAPE Position: Q1 2026 in Review

LPL Financial reduced its DoubleLine Shiller CAPE US Equities ETF (CAPE) stake by 19% in Q1 2026, selling an estimated $59.3K and leaving 7,596 shares worth $234K. The position accounts for ﹤0.01% of the portfolio, ranked #5380.

LPL Financial first reported a position in CAPE in Q2 2025 and has held it in 4 quarters since. The position peaked at $318K in Q3 2025. 48 funds tracked by Wall St. Rank hold CAPE as of Q1 2026.

  • LPL Financial held 7,596 shares of DoubleLine Shiller CAPE US Equities ETF worth $234K as of Q1 2026.
  • LPL Financial sold 1,830 DoubleLine Shiller CAPE US Equities ETF shares in Q1 2026, an estimated $59.3K.
  • DoubleLine Shiller CAPE US Equities ETF made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #5380 holding.
  • LPL Financial first reported a position in DoubleLine Shiller CAPE US Equities ETF in Q2 2025 and has held it in 4 quarters since.
  • LPL Financial's DoubleLine Shiller CAPE US Equities ETF position peaked at $318K in Q3 2025.
  • 48 funds tracked by Wall St. Rank held DoubleLine Shiller CAPE US Equities ETF as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.