We are live on ! Find out more
CAPE icon

DoubleLine Shiller CAPE US Equities ETF
CAPE

48 hedge funds and large institutions have $157M invested in DoubleLine Shiller CAPE US Equities ETF in 2026 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 8 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 5

4% more funds holding

Funds holding: 46 → 48 (+2)

8.59% less ownership

Funds ownership: 68.87% → 60.28% (-8.6%)

31% less capital invested

Capital invested by funds: $229M → $157M (-$72M)

43% less funds holding in top 10

Funds holding in top 10: 7 → 4 (-3)

50% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 16

Holders
48
Holders Change
+2
Holders Change %
+4.35%
% of All Funds
0.59%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.05%
New
9
Increased
8
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
FIA
Foundations Investment Advisors
Arizona
+$5.19M
2
Citadel Advisors
Citadel Advisors
Florida
+$3.41M
3
Jane Street
Jane Street
New York
+$2.78M
4
UBS Group
UBS Group
Switzerland
+$1.11M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$682K

Top Sellers

Rank Fund Capital Flow
1
WA
Waddell & Associates
Tennessee
-$57.1M
2
AIA
Armor Investment Advisors
North Carolina
-$6.12M
3
CPA
Clear Point Advisors
New York
-$4.72M
4
SG
Straightline Group
Michigan
-$2.74M
5
EK
Evensky & Katz
Florida
-$1.19M
Name Holding Trade Value Shares
Change 		Change in
Stake
CIBC World Market
26
CIBC World Market
Ontario, Canada
$440K -$424K -13,100 -48%
KWA
27
Kingswood Wealth Advisors
California
$299K -$274K -8,450 -47%
Corient Private Wealth
28
Corient Private Wealth
Florida
$275K -$288K -8,902 -50%
AQR Capital Management
29
AQR Capital Management
Connecticut
$262K +$275K +8,478 New
UAG
30
United Advisor Group
Ohio
$260K +$34K +1,050 +14%
NWA
31
Navis Wealth Advisors
New York
$255K +$267K +8,251 New
TCA
32
Transcend Capital Advisors
New Jersey
$242K – – –
LPL Financial
33
LPL Financial
California
$234K -$59.3K -1,830 -19%
KAS
34
Kestra Advisory Services
Texas
$210K – – –
Goldman Sachs
35
Goldman Sachs
New York
$204K +$214K +6,614 New
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$99.6K +$21.8K +673 +26%
LWMI
37
Legacy Wealth Management (Idaho)
Idaho
$99.2K – – –
Fifth Third Bancorp
38
Fifth Third Bancorp
Ohio
$96.3K +$101K +3,122 New
CAL
39
Capital Analysts LLC
Pennsylvania
$88K – – –
TCM
40
TD Capital Management
Tennessee
$66.1K – – –
HFS
41
Hantz Financial Services
Michigan
$55K +$57.7K +1,781 New
RFP
42
Root Financial Partners
California
$31.9K +$33.5K +1,034 New
CCMI
43
Creative Capital Management Investments
California
$16K – – –
NA
44
NewEdge Advisors
Louisiana
$15.4K – – –
HI
45
Harbour Investments
Wisconsin
$12.3K – – –
Morgan Stanley
46
Morgan Stanley
New York
$5.2K – – –
Osaic Holdings
47
Osaic Holdings
Arizona
$4.29K – – –
Rockefeller Capital Management
48
Rockefeller Capital Management
New York
$2.28K – – –
CPA
49
Clear Point Advisors
New York
– -$4.72M -146,550 Closed
SWM
50
Spire Wealth Management
Virginia
– -$16.1K -500 Closed
1
2
3

CAPE Hedge Fund Activity: Q1 2026 in Review

48 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in DoubleLine Shiller CAPE US Equities ETF (CAPE) for Q1 2026, worth a combined $157M — down 31% from $229M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new CAPE positions and 5 closed out — a net gain of 4 holders — while 8 added to existing stakes and 16 trimmed.

The largest buyer was Foundations Investment Advisors, adding an estimated $5.19M. The largest seller was Waddell & Associates, cutting an estimated $57.1M.

  • 48 institutional investors held DoubleLine Shiller CAPE US Equities ETF (CAPE) as of Q1 2026, up from 46 in Q4 2025.
  • Funds reported $157M of DoubleLine Shiller CAPE US Equities ETF stock for Q1 2026, down 31% quarter-over-quarter.
  • 9 funds opened new DoubleLine Shiller CAPE US Equities ETF positions in Q1 2026 and 5 closed out, a net change of +4 holders.
  • The largest DoubleLine Shiller CAPE US Equities ETF buyer in Q1 2026 was Foundations Investment Advisors, an estimated $5.19M added.
  • The largest DoubleLine Shiller CAPE US Equities ETF seller in Q1 2026 was Waddell & Associates, an estimated $57.1M sold.

Based on aggregated 13F filings for Q1 2026.