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BTF

BOULDER TOTAL RETURN FD INC
BTF

Delisted

BTF was delisted on the 20th of March, 2015.

Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$17.6M -$363K -13,580 -2%
RCM
2
Rivernorth Capital Management
Florida
$10.1M
RJA
3
Raymond James & Associates
Florida
$9.85M +$280K +10,473 +3%
Goldman Sachs
4
Goldman Sachs
New York
$8.26M -$136K -5,075 -2%
GFM
5
Gramercy Funds Management
Connecticut
$7.24M
SC
6
Sculptor Capital
New York
$6.96M
Morgan Stanley
7
Morgan Stanley
New York
$5.71M +$83.2K +3,115 +2%
BI
8
Bulldog Investors
New Jersey
$5.34M
CL
9
CSS LLC
Illinois
$4.8M
Geode Capital Management
10
Geode Capital Management
Massachusetts
$3.37M
HSBC Holdings
11
HSBC Holdings
United Kingdom
$2.23M
SG Americas Securities
12
SG Americas Securities
New York
$2.08M -$214K -8,000 -10%
COLIM
13
City of London Investment Management
United Kingdom
$1.39M
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$1.35M +$420K +15,735 +48%
Hotchkis & Wiley Capital Management
15
Hotchkis & Wiley Capital Management
California
$1.05M
MFS
16
MSI Financial Services
Massachusetts
$976K +$6.73K +252 +0.7%
AA
17
Ancora Advisors
Ohio
$913K
ST
18
Sentinel Trust
Texas
$750K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$541K +$86.7K +3,245 +20%
LPL Financial
20
LPL Financial
California
$532K +$35.8K +1,341 +8%
FIMG
21
Financial & Investment Management Group
Michigan
$531K -$81.2K -3,038 -14%
MIG
22
Mariner Investment Group
New York
$424K
CP
23
Camelot Portfolios
Ohio
$404K +$23K +860 +6%
SA
24
SRH Advisors
Kansas
$380K
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$365K