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BTF

BOULDER TOTAL RETURN FD INC
BTF

Delisted

BTF was delisted on the 20th of March, 2015.

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Name Holding Trade Value Shares
Change 		Change in
Stake
KIM
1
Karpus Investment Management
New York
$8.84M +$8.9M +417,690 New
GFM
2
Gramercy Funds Management
Connecticut
$7.89M +$7.94M +372,537 New
Goldman Sachs
3
Goldman Sachs
New York
$7.46M +$7.51M +352,442 New
RCM
4
Rivernorth Capital Management
Florida
$5.85M +$5.89M +276,371 New
SC
5
Sculptor Capital
New York
$5.83M +$5.87M +275,451 New
Morgan Stanley
6
Morgan Stanley
New York
$4.87M +$4.9M +229,886 New
BI
7
Bulldog Investors
New Jersey
$4.29M +$4.32M +202,746 New
SG Americas Securities
8
SG Americas Securities
New York
$1.85M +$1.86M +87,405 New
WAM
9
Wolverine Asset Management
Illinois
$1.74M +$1.75M +82,258 New
HSBC Holdings
10
HSBC Holdings
United Kingdom
$1.7M +$1.71M +80,450 New
FIMG
11
Financial & Investment Management Group
Michigan
$1.43M +$1.44M +67,382 New
COLIM
12
City of London Investment Management
United Kingdom
$940K +$941K +44,154 New
Hotchkis & Wiley Capital Management
13
Hotchkis & Wiley Capital Management
California
$802K +$808K +37,900 New
AA
14
Ancora Advisors
Ohio
$718K +$722K +33,900 New
MFS
15
MSI Financial Services
Massachusetts
$661K +$665K +31,222 New
ST
16
Sentinel Trust
Texas
$572K +$576K +27,025 New
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$569K +$572K +26,866 New
LPL Financial
18
LPL Financial
California
$458K +$461K +21,636 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$327K +$330K +15,470 New
CP
20
Camelot Portfolios
Ohio
$271K +$273K +12,808 New
TC
21
TFS Capital
Pennsylvania
$222K +$224K +10,501 New
FA
22
Financial Advantage
Maryland
$57K +$57.5K +2,700 New
Wells Fargo
23
Wells Fargo
California
$32K +$32.6K +1,532 New
Ameriprise
24
Ameriprise
Minnesota
$30K +$29.8K +1,399 New
Bank of America
25
Bank of America
North Carolina
$21K +$21.3K +1,000 New
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