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BTF

BOULDER TOTAL RETURN FD INC
BTF

Delisted

BTF was delisted on the 20th of March, 2015.

Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$12.7M +$1.13M +50,267 +10%
Goldman Sachs
2
Goldman Sachs
New York
$7.58M -$348K -15,527 -5%
RCM
3
Rivernorth Capital Management
Florida
$6.44M
SC
4
Sculptor Capital
New York
$6.34M
GFM
5
Gramercy Funds Management
Connecticut
$5.67M -$2.75M -122,675 -33%
Morgan Stanley
6
Morgan Stanley
New York
$5.64M +$19.1K +853 +0.3%
BI
7
Bulldog Investors
New Jersey
$4.43M -$118K -5,261 -3%
CL
8
CSS LLC
Illinois
$3.98M +$3.87M +172,840 New
SG Americas Securities
9
SG Americas Securities
New York
$2.09M +$72.8K +3,246 +4%
HSBC Holdings
10
HSBC Holdings
United Kingdom
$1.85M
Geode Capital Management
11
Geode Capital Management
Massachusetts
$1.21M
COLIM
12
City of London Investment Management
United Kingdom
$1.07M
Hotchkis & Wiley Capital Management
13
Hotchkis & Wiley Capital Management
California
$872K
FIMG
14
Financial & Investment Management Group
Michigan
$782K -$40.5K -1,809 -5%
AA
15
Ancora Advisors
Ohio
$780K
MFS
16
MSI Financial Services
Massachusetts
$764K
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$641K
ST
18
Sentinel Trust
Texas
$622K
LPL Financial
19
LPL Financial
California
$496K -$15.7K -700 -3%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$363K +$6.5K +290 +2%
MIG
21
Mariner Investment Group
New York
$352K +$343K +15,286 New
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$316K +$308K +13,726 New
SA
23
SRH Advisors
Kansas
$315K +$307K +13,705 New
CP
24
Camelot Portfolios
Ohio
$292K -$9.48K -423 -3%
CAN
25
Cetera Advisor Networks
California
$246K +$6.72K +300 +3%