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BTF

BOULDER TOTAL RETURN FD INC
BTF

Delisted

BTF was delisted on the 20th of March, 2015.

41 hedge funds and large institutions have $94.2M invested in BOULDER TOTAL RETURN FD INC in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

80% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 5

5% more capital invested

Capital invested by funds: $89.3M → $94.2M (+$4.9M)

3% more funds holding

Funds holding: 4041 (+1)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
41
Holders Change
+1
Holders Change %
+2.5%
% of All Funds
1.09%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
6
Increased
9
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$17.6M -$363K -13,580 -2%
RCM
2
Rivernorth Capital Management
Florida
$10.1M
RJA
3
Raymond James & Associates
Florida
$9.85M +$280K +10,473 +3%
Goldman Sachs
4
Goldman Sachs
New York
$8.26M -$136K -5,075 -2%
GFM
5
Gramercy Funds Management
Connecticut
$7.24M
SC
6
Sculptor Capital
New York
$6.96M
Morgan Stanley
7
Morgan Stanley
New York
$5.71M +$83.2K +3,115 +2%
BI
8
Bulldog Investors
New Jersey
$5.34M
CL
9
CSS LLC
Illinois
$4.8M
Geode Capital Management
10
Geode Capital Management
Massachusetts
$3.37M
HSBC Holdings
11
HSBC Holdings
United Kingdom
$2.23M
SG Americas Securities
12
SG Americas Securities
New York
$2.08M -$214K -8,000 -10%
COLIM
13
City of London Investment Management
United Kingdom
$1.39M
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$1.35M +$420K +15,735 +48%
Hotchkis & Wiley Capital Management
15
Hotchkis & Wiley Capital Management
California
$1.05M
MFS
16
MSI Financial Services
Massachusetts
$976K +$6.73K +252 +0.7%
AA
17
Ancora Advisors
Ohio
$913K
ST
18
Sentinel Trust
Texas
$750K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$541K +$86.7K +3,245 +20%
LPL Financial
20
LPL Financial
California
$532K +$35.8K +1,341 +8%
FIMG
21
Financial & Investment Management Group
Michigan
$531K -$81.2K -3,038 -14%
MIG
22
Mariner Investment Group
New York
$424K
CP
23
Camelot Portfolios
Ohio
$404K +$23K +860 +6%
SA
24
SRH Advisors
Kansas
$380K
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$365K

BTF Hedge Fund Activity: Q4 2014 in Review

41 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in BOULDER TOTAL RETURN FD INC (BTF) for Q4 2014, worth a combined $94.2M — up 5.5% from $89.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new BTF positions and 3 closed out — a net gain of 3 holders — while 9 added to existing stakes and 5 trimmed.

The largest buyer was Thomas J. Herzfeld Advisors, adding an estimated $420K. The largest seller was Karpus Investment Management, cutting an estimated $363K.

  • 41 institutional investors held BOULDER TOTAL RETURN FD INC (BTF) as of Q4 2014, up from 40 in Q3 2014.
  • Funds reported $94.2M of BOULDER TOTAL RETURN FD INC stock for Q4 2014, up 5.5% quarter-over-quarter.
  • 6 funds opened new BOULDER TOTAL RETURN FD INC positions in Q4 2014 and 3 closed out, a net change of +3 holders.
  • The largest BOULDER TOTAL RETURN FD INC buyer in Q4 2014 was Thomas J. Herzfeld Advisors, an estimated $420K added.
  • The largest BOULDER TOTAL RETURN FD INC seller in Q4 2014 was Karpus Investment Management, an estimated $363K sold.

Based on aggregated 13F filings for Q4 2014.