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BTF

BOULDER TOTAL RETURN FD INC
BTF

Delisted

BTF was delisted on the 20th of March, 2015.

38 hedge funds and large institutions have $79M invested in BOULDER TOTAL RETURN FD INC in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

43% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 7

19% more capital invested

Capital invested by funds: $66.2M → $79M (+$12.8M)

9% more funds holding

Funds holding: 3538 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
38
Holders Change
+3
Holders Change %
+8.57%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
10
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$14M +$483K +20,990 +4%
Goldman Sachs
2
Goldman Sachs
New York
$8.15M +$132K +5,717 +2%
RCM
3
Rivernorth Capital Management
Florida
$7.6M +$744K +32,350 +12%
RJA
4
Raymond James & Associates
Florida
$7.19M +$6.8M +295,435 New
SC
5
Sculptor Capital
New York
$6.1M -$568K -24,692 -9%
Morgan Stanley
6
Morgan Stanley
New York
$5.99M +$22.6K +982 +0.4%
GFM
7
Gramercy Funds Management
Connecticut
$5.99M
BI
8
Bulldog Investors
New Jersey
$4.68M
CL
9
CSS LLC
Illinois
$4.21M
SG Americas Securities
10
SG Americas Securities
New York
$2.02M -$171K -7,411 -8%
HSBC Holdings
11
HSBC Holdings
United Kingdom
$1.96M
Geode Capital Management
12
Geode Capital Management
Massachusetts
$1.64M
COLIM
13
City of London Investment Management
United Kingdom
$1.22M +$85.1K +3,700 +8%
Hotchkis & Wiley Capital Management
14
Hotchkis & Wiley Capital Management
California
$922K
MFS
15
MSI Financial Services
Massachusetts
$844K +$33.4K +1,450 +4%
AA
16
Ancora Advisors
Ohio
$800K -$23K -1,000 -3%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$678K
ST
18
Sentinel Trust
Texas
$658K
TC
19
TFS Capital
Pennsylvania
$651K +$616K +26,774 New
FIMG
20
Financial & Investment Management Group
Michigan
$612K -$203K -8,816 -26%
LPL Financial
21
LPL Financial
California
$451K -$70K -3,043 -14%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$383K
MIG
23
Mariner Investment Group
New York
$372K
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$333K
SA
25
SRH Advisors
Kansas
$333K

BTF Hedge Fund Activity: Q1 2014 in Review

38 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in BOULDER TOTAL RETURN FD INC (BTF) for Q1 2014, worth a combined $79M — up 19% from $66.2M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new BTF positions and 2 closed out — a net gain of 3 holders — while 10 added to existing stakes and 7 trimmed.

The largest buyer was Raymond James & Associates, opening a new position worth an estimated $6.8M. The largest seller was Sculptor Capital, cutting an estimated $568K.

  • 38 institutional investors held BOULDER TOTAL RETURN FD INC (BTF) as of Q1 2014, up from 35 in Q4 2013.
  • Funds reported $79M of BOULDER TOTAL RETURN FD INC stock for Q1 2014, up 19% quarter-over-quarter.
  • 5 funds opened new BOULDER TOTAL RETURN FD INC positions in Q1 2014 and 2 closed out, a net change of +3 holders.
  • The largest BOULDER TOTAL RETURN FD INC buyer in Q1 2014 was Raymond James & Associates, an estimated $6.8M added.
  • The largest BOULDER TOTAL RETURN FD INC seller in Q1 2014 was Sculptor Capital, an estimated $568K sold.

Based on aggregated 13F filings for Q1 2014.