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BTF

BOULDER TOTAL RETURN FD INC
BTF

Delisted

BTF was delisted on the 20th of March, 2015.

34 hedge funds and large institutions have $60.6M invested in BOULDER TOTAL RETURN FD INC in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

43% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 7

5% more capital invested

Capital invested by funds: $57.5M → $60.6M (+$3.08M)

3% more funds holding

Funds holding: 3334 (+1)

Holders
34
Holders Change
+1
Holders Change %
+3.03%
% of All Funds
1.1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
10
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$11M +$1.88M +84,935 +20%
GFM
2
Gramercy Funds Management
Connecticut
$8.04M -$79.5K -3,600 -1%
Goldman Sachs
3
Goldman Sachs
New York
$7.52M -$164K -7,430 -2%
RCM
4
Rivernorth Capital Management
Florida
$6.11M +$81.7K +3,700 +1%
SC
5
Sculptor Capital
New York
$6M
Morgan Stanley
6
Morgan Stanley
New York
$5.33M +$323K +14,613 +6%
BI
7
Bulldog Investors
New Jersey
$4.31M -$113K -5,100 -3%
SG Americas Securities
8
SG Americas Securities
New York
$1.91M
HSBC Holdings
9
HSBC Holdings
United Kingdom
$1.75M
WAM
10
Wolverine Asset Management
Illinois
$1.25M -$553K -25,033 -30%
COLIM
11
City of London Investment Management
United Kingdom
$1.01M +$47.1K +2,133 +5%
Hotchkis & Wiley Capital Management
12
Hotchkis & Wiley Capital Management
California
$826K
FIMG
13
Financial & Investment Management Group
Michigan
$780K -$698K -31,602 -47%
AA
14
Ancora Advisors
Ohio
$739K
MFS
15
MSI Financial Services
Massachusetts
$724K +$44.2K +2,000 +6%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$608K +$22.3K +1,010 +4%
ST
17
Sentinel Trust
Texas
$589K
LPL Financial
18
LPL Financial
California
$489K +$14K +635 +3%
TC
19
TFS Capital
Pennsylvania
$385K +$158K +7,164 +68%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$337K
CP
21
Camelot Portfolios
Ohio
$286K +$7K +317 +2%
CAN
22
Cetera Advisor Networks
California
$227K +$229K +10,347 New
Geode Capital Management
23
Geode Capital Management
Massachusetts
$211K
FA
24
Financial Advantage
Maryland
$59K
Wells Fargo
25
Wells Fargo
California
$33K +$22 +1 +0.1%

BTF Hedge Fund Activity: Q3 2013 in Review

34 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in BOULDER TOTAL RETURN FD INC (BTF) for Q3 2013, worth a combined $60.6M — up 5.4% from $57.5M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new BTF positions and 2 closed out — a net gain of 1 holder — while 10 added to existing stakes and 7 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $1.88M. The largest seller was Financial & Investment Management Group, cutting an estimated $698K.

  • 34 institutional investors held BOULDER TOTAL RETURN FD INC (BTF) as of Q3 2013, up from 33 in Q2 2013.
  • Funds reported $60.6M of BOULDER TOTAL RETURN FD INC stock for Q3 2013, up 5.4% quarter-over-quarter.
  • 3 funds opened new BOULDER TOTAL RETURN FD INC positions in Q3 2013 and 2 closed out, a net change of +1 holder.
  • The largest BOULDER TOTAL RETURN FD INC buyer in Q3 2013 was Karpus Investment Management, an estimated $1.88M added.
  • The largest BOULDER TOTAL RETURN FD INC seller in Q3 2013 was Financial & Investment Management Group, an estimated $698K sold.

Based on aggregated 13F filings for Q3 2013.