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Broadridge

1,085 hedge funds and large institutions have $25B invested in Broadridge in 2025 Q3 according to their latest regulatory filings, with 107 funds opening new positions, 369 increasing their positions, 386 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed

more first-time investments, than exits

New positions opened: | Existing positions closed:

more ownership

Funds ownership:

less funds holding

Funds holding:

less capital invested

Capital invested by funds: $ → $

4% less repeat investments, than reductions

Existing positions increased: 369 | Existing positions reduced: 386

29% less funds holding in top 10

Funds holding in top 10: 75 (-2)

68% less call options, than puts

Call options by funds: $15.5M | Put options by funds: $48.8M

Holders
1,085
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
$15.5M
Puts
$48.8M
Net Calls
Net Calls Change

Top Sellers

1 -$312M
2 -$147M
3 -$133M
4
Millennium Management
Millennium Management
New York
-$76.6M
5
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$60.8M
Name Holding Trade Value Shares
Change
Change in
Stake
OIAM
851
OFI Invest Asset Management
France
$219K
KPWG
852
KFA Private Wealth Group
Virginia
$216K
NAM
853
NTV Asset Management
West Virginia
$214K
TCOTS
854
Trust Company of the South
North Carolina
$213K
FGP
855
Freestone Grove Partners
California
$211K
PFBT
856
Parkside Financial Bank & Trust
Missouri
$211K
EDRH
857
Edmond de Rothschild Holding
Switzerland
$210K
SWM
858
Steinberganna Wealth Management
New York
$210K
PCS
859
Personal CFO Solutions
New Jersey
$210K
SB
860
Strategic Blueprint
Georgia
$210K
VCM
861
Versant Capital Management
Arizona
$209K
ST
862
Sageworth Trust
Pennsylvania
$209K
IWN
863
Independent Wealth Network
Iowa
$209K
WCA
864
Westover Capital Advisors
Delaware
$208K
HCMG
865
Howard Capital Management Group
California
$208K
VBA
866
von Borstel & Associates
Oregon
$207K
GS
867
GTS Securities
New York
$207K
TSS
868
Two Sigma Securities
New York
$207K
EFSCE
869
Enterprise Financial Services Corp (EFSC)
Missouri
$206K
HKIMG
870
Hutchens & Kramer Investment Management Group
Indiana
$206K
KFSC
871
Keystone Financial Services (Colorado)
Colorado
$206K
BF
872
BOK Financial
Oklahoma
$205K
SFA
873
Souders Financial Advisors
Ohio
$204K
ESB
874
Essex Savings Bank
Connecticut
$204K
PCG
875
Prosperity Consulting Group
Maryland
$203K