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Broadridge

1,085 hedge funds and large institutions have $25B invested in Broadridge in 2025 Q3 according to their latest regulatory filings, with 107 funds opening new positions, 369 increasing their positions, 386 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed

more first-time investments, than exits

New positions opened: | Existing positions closed:

more ownership

Funds ownership:

less funds holding

Funds holding:

less capital invested

Capital invested by funds: $ → $

4% less repeat investments, than reductions

Existing positions increased: 369 | Existing positions reduced: 386

29% less funds holding in top 10

Funds holding in top 10: 75 (-2)

68% less call options, than puts

Call options by funds: $15.5M | Put options by funds: $48.8M

Holders
1,085
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
$15.5M
Puts
$48.8M
Net Calls
Net Calls Change

Top Sellers

1 -$312M
2 -$147M
3 -$133M
4
Millennium Management
Millennium Management
New York
-$76.6M
5
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$60.8M
Name Holding Trade Value Shares
Change
Change in
Stake
LWA
901
Lowe Wealth Advisors
Maryland
$117K
DFA
902
DHJJ Financial Advisors
Illinois
$114K
HI
903
Harbour Investments
Wisconsin
$113K
GWP
904
Gen-Wealth Partners
Michigan
$110K
TCOT
905
Trust Company of Toledo
Ohio
$107K
CCA
906
Catalyst Capital Advisors
New York
$103K
FNWA
907
Financial Network Wealth Advisors
Utah
$102K
CA
908
Clearstead Advisors
Ohio
$101K
FCAS
909
First Command Advisory Services
Texas
$101K
AF
910
Advisornet Financial
Minnesota
$101K
CAL
911
Capital Advisors Ltd
Ohio
$100K
AAG
912
Armstrong Advisory Group
Massachusetts
$98.6K
DJSG
913
D.J. St. Germain
Massachusetts
$96K
AAS
914
Ameritas Advisory Services
Nebraska
$89K
BSB
915
Bangor Savings Bank
Maine
$86.7K
PMFA
916
Plante Moran Financial Advisors
Michigan
$86.1K
CH
917
Cromwell Holdings
Wyoming
$86.1K
SC
918
SouthState Corp
Florida
$86K
PB
919
Pinnacle Bancorp
Nebraska
$84.3K
HIA
920
Harbor Investment Advisory
Maryland
$83.8K
FPB
921
First PREMIER Bank
South Dakota
$79K
SS
922
SBI Securities
Japan
$78.8K
MWPCG
923
Measured Wealth Private Client Group
New Hampshire
$77.2K
OL
924
OneFund LLC
Florida
$76K
MA
925
Montag & Associates
Georgia
$74.4K