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Broadridge

918 hedge funds and large institutions have $23.1B invested in Broadridge in 2023 Q4 according to their latest regulatory filings, with 128 funds opening new positions, 291 increasing their positions, 353 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed

156% more first-time investments, than exits

New positions opened: 128 | Existing positions closed: 50

33% more funds holding in top 10

Funds holding in top 10: 912 (+3)

22% more capital invested

Capital invested by funds: $18.8B → $23.1B (+$4.23B)

8% more funds holding

Funds holding: 852918 (+66)

6.81% more ownership

Funds ownership: 88.96%95.77% (+6.8%)

18% less repeat investments, than reductions

Existing positions increased: 291 | Existing positions reduced: 353

20% less call options, than puts

Call options by funds: $18.8M | Put options by funds: $23.5M

Holders
918
Holders Change
+66
Holders Change %
+7.75%
% of All Funds
13.38%
Holding in Top 10
12
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+33.33%
% of All Funds
0.17%
New
128
Increased
291
Reduced
353
Closed
50
Calls
$18.8M
Puts
$23.5M
Net Calls
-$4.73M
Net Calls Change
-$11.3M
Name Holding Trade Value Shares
Change
Change in
Stake
MA
801
Montag & Associates
Georgia
$62K
HIA
802
Harbor Investment Advisory
Maryland
$61.7K +$32.3K +175 +140%
MCM
803
MV Capital Management
Maryland
$61.3K +$369 +2 +0.7%
RBC
804
Roble Belko & Company
Pennsylvania
$61K
ADL
805
Asset Dedication LLC
California
$59K +$6.83K +37 +15%
CIA
806
Cape Investment Advisory
Georgia
$56.6K -$2.03K -11 -4%
HWM
807
HighMark Wealth Management
Minnesota
$51.9K +$184 +1 +0.4%
TSW
808
Thompson Siegel & Walmsley
Virginia
$51K
PPWM
809
PFG Private Wealth Management
Florida
$50.6K
AssetMark Inc
810
AssetMark Inc
California
$50.2K
Jones Financial Companies
811
Jones Financial Companies
Missouri
$47.5K -$3.69K -20 -8%
BCM
812
Blume Capital Management
California
$47.1K
OC
813
Oakworth Capital
Alabama
$44K
TC
814
Truvestments Capital
Florida
$42.9K +$184 +1 +0.5%
BSC
815
Brown Shipley & Co
United Kingdom
$42.4K
WB
816
Webster Bank
Connecticut
$41.8K
DWA
817
Dougherty Wealth Advisers
Minnesota
$41.4K
AFS
818
Annapolis Financial Services
Maryland
$41.1K -$18.4K -100 -33%
AWM
819
Avior Wealth Management
Nebraska
$41.1K -$12.4K -67 -25%
FPB
820
First PREMIER Bank
South Dakota
$40K +$36K +195 New
FCAS
821
First Command Advisory Services
Texas
$39.1K
ETC
822
Exchange Traded Concepts
Oklahoma
$39.1K +$35.1K +190 New
FWM
823
FSA Wealth Management
Massachusetts
$38K +$33.8K +183 New
BWM
824
BKM Wealth Management
Wisconsin
$37.4K +$33.6K +182 New
CWP
825
Concord Wealth Partners
Virginia
$36.6K -$88.4K -479 -73%