Broadridge
709 hedge funds and large institutions have $9.32B invested in Broadridge in 2018 Q4 according to their latest regulatory filings, with 94 funds opening new positions, 209 increasing their positions, 278 reducing their positions, and 103 closing their positions.
30% more call options, than puts
Call options by funds: $17.1M | Put options by funds: $13.1M
9% less first-time investments, than exits
New positions opened: 94 | Existing positions closed: 103
1.41% less ownership
Funds ownership: 84.92% → 83.51% (-1.4%)
2% less funds holding
Funds holding: 726 → 709 (-17)
25% less repeat investments, than reductions
Existing positions increased: 209 | Existing positions reduced: 278
28% less capital invested
Capital invested by funds: $13B → $9.32B (-$3.68B)
67% less funds holding in top 10
Funds holding in top 10: 12 → 4 (-8)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
VOYA Investment Management
Atlanta,
Georgia
|
+$111M |
| 2 |
Citadel Advisors
Miami,
Florida
|
+$110M |
| 3 |
Artisan Partners
Milwaukee,
Wisconsin
|
+$89.4M |
| 4 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
+$55.7M |
| 5 |
Bessemer Group
Woodbridge,
New Jersey
|
+$49.3M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$184M |
| 2 |
Invesco
Atlanta,
Georgia
|
-$107M |
| 3 |
Arrowstreet Capital
Boston,
Massachusetts
|
-$74.2M |
| 4 |
BlackRock
New York
|
-$65.8M |
| 5 |
Wells Fargo
San Francisco,
California
|
-$56.1M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AWM
801
Aevitas Wealth Management
Wellesley Hills,
Massachusetts
| – | -$15K | -116 | Closed |
|
|
LWA
802
Lenox Wealth Advisors
New York
| – | -$11K | -87 | Closed |
|
|
GSC
803
G&S Capital
Denver,
Colorado
| – | -$11K | -81 | Closed |
|
|
TAIM
804
TD Ameritrade Investment Management
Omaha,
Nebraska
| – | -$6K | -47 | Closed |
|
|
PCFFS
805
Pacific Center for Financial Services
San Ramon,
California
| – | -$5K | -38 | Closed |
|
806
Parallax Volatility Advisers
San Francisco,
California
| – | -$4K | -30 | Closed |
|
|
TC
807
Trilogy Capital
Irvine,
California
| – | -$2K | -16 | Closed |
|
|
VFA
808
Valeo Financial Advisors
Carmel,
Indiana
| – | -$1.19K | -11 | Closed |
|
|
DWM
809
Destination Wealth Management
Walnut Creek,
California
| – | -$1K | -7 | Closed |
|
|
CF
810
Centaurus Financial
Anaheim,
California
| – | -$137 | -1 | Closed |
|
|
RFM
811
Royal Fund Management
Lady Lake,
Florida
| – | +$541 | +5 | New |
|
BR Hedge Fund Activity: Q4 2018 in Review
709 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Broadridge (BR) for Q4 2018, worth a combined $9.32B — down 28% from $13B a quarter earlier.
Sellers outnumbered buyers: 103 funds closed out of BR and 94 opened new positions — a net loss of 9 holders — while 278 trimmed existing stakes and 209 added.
The largest buyer was VOYA Investment Management, adding an estimated $111M. The largest seller was Morgan Stanley, cutting an estimated $184M.
- 709 institutional investors held Broadridge (BR) as of Q4 2018, down from 726 in Q3 2018.
- Funds reported $9.32B of Broadridge stock for Q4 2018, down 28% quarter-over-quarter.
- 94 funds opened new Broadridge positions in Q4 2018 and 103 closed out, a net change of -9 holders.
- The largest Broadridge buyer in Q4 2018 was VOYA Investment Management, an estimated $111M added.
- The largest Broadridge seller in Q4 2018 was Morgan Stanley, an estimated $184M sold.
Based on aggregated 13F filings for Q4 2018.