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Broadridge

847 hedge funds and large institutions have $18.8B invested in Broadridge in 2023 Q3 according to their latest regulatory filings, with 86 funds opening new positions, 288 increasing their positions, 323 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
847
Holders Change
+36
Holders Change %
+4.44%
% of All Funds
13.5%
Holding in Top 10
9
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+50%
% of All Funds
0.14%
New
86
Increased
288
Reduced
323
Closed
38
Calls
$24.7M
Puts
$18.1M
Net Calls
+$6.59M
Net Calls Change
+$79.8M
Name Holding Trade Value Shares
Change
Shares
Change %
CIA
751
Cape Investment Advisory
Georgia
$51.2K
AWM
752
Avior Wealth Management
Nebraska
$47.8K -$5.37K -30 -10%
TSW
753
Thompson Siegel & Walmsley
Virginia
$45K
HWM
754
HighMark Wealth Management
Minnesota
$45K +$179 +1 +0.4%
Jones Financial Companies
755
Jones Financial Companies
Missouri
$44.9K +$7.34K +41 +20%
PPWM
756
PFG Private Wealth Management
Florida
$44K
ADL
757
Asset Dedication LLC
California
$44K -$18.8K -106 -30%
AssetMark Inc
758
AssetMark Inc
California
$43.7K
IAS
759
IMA Advisory Services
Colorado
$42.4K
HI
760
Harbour Investments
Wisconsin
$41.9K +$8.42K +47 +25%
BCM
761
Blume Capital Management
California
$41K
OC
762
Oakworth Capital
Alabama
$38.3K +$1.61K +9 +4%
TC
763
Truvestments Capital
Florida
$37.2K +$37.2K +208 New
BSC
764
Brown Shipley & Co
United Kingdom
$36.9K -$86.3K -482 -70%
WB
765
Webster Bank
Connecticut
$36.3K
DWA
766
Dougherty Wealth Advisers
Minnesota
$36K
FCAS
767
First Command Advisory Services
Texas
$34K +$34K +190 New
HL
768
HeadInvest LLC
Maine
$31.9K +$31.9K +180 New
IRC
769
Investors Research Corp
Georgia
$31.5K
ST
770
Smithfield Trust
Pennsylvania
$30K
PO
771
Private Ocean
California
$29.4K
JWA
772
JFS Wealth Advisors
Pennsylvania
$29.1K +$1.26K +7 +5%
SSB
773
Sandy Spring Bank
Maryland
$27.4K
FRA
774
Front Row Advisors
California
$27.2K -$540 -3 -2%
OAJ
775
Ogorek Anthony Joseph
New York
$27K