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Broadridge

369 hedge funds and large institutions have $4.27B invested in Broadridge in 2014 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 123 increasing their positions, 126 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

166% more call options, than puts

Call options by funds: $4.28M | Put options by funds: $1.61M

21% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 29

1% more funds holding

Funds holding: 367369 (+2)

0.51% less ownership

Funds ownership: 85.88%85.37% (-0.51%)

2% less capital invested

Capital invested by funds: $4.35B → $4.27B (-$73.5M)

2% less repeat investments, than reductions

Existing positions increased: 123 | Existing positions reduced: 126

11% less funds holding in top 10

Funds holding in top 10: 98 (-1)

Holders
369
Holders Change
+2
Holders Change %
+0.54%
% of All Funds
10.7%
Holding in Top 10
8
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-11.11%
% of All Funds
0.23%
New
35
Increased
123
Reduced
126
Closed
29
Calls
$4.28M
Puts
$1.61M
Net Calls
+$2.67M
Net Calls Change
-$1.79M
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
51
Citadel Advisors
Florida
$18.2M +$17.7M +425,837 +3,616%
Goldman Sachs
52
Goldman Sachs
New York
$18.2M +$471K +11,326 +3%
Charles Schwab
53
Charles Schwab
California
$17.9M +$5.53M +133,056 +45%
D.E. Shaw & Co
54
D.E. Shaw & Co
New York
$17.2M +$1.45M +35,008 +9%
ECM
55
Ensemble Capital Management
California
$16.9M +$2.84M +68,425 +20%
BA
56
Boston Advisors
Massachusetts
$16.9M +$3.44M +82,698 +26%
Principal Financial Group
57
Principal Financial Group
Iowa
$16.7M +$437K +10,512 +3%
BlackRock
58
BlackRock
New York
$16.4M +$7.6M +182,886 +86%
KAM
59
Keeley Asset Management
Illinois
$16.3M -$21.4M -515,722 -57%
State of Tennessee, Department of Treasury
60
State of Tennessee, Department of Treasury
Tennessee
$16.3M
BCA
61
Bernzott Capital Advisors
California
$15.7M -$295K -7,100 -2%
RFC
62
Russell Frank Company
Washington
$15.5M +$6.38M +153,427 +70%
CFB
63
Cullen/Frost Bankers
Texas
$14.6M -$2.5M -60,248 -15%
TAM
64
Third Avenue Management
New York
$14.3M
NFA
65
Nationwide Fund Advisors
Ohio
$14M +$5.76M +138,696 +70%
New York State Common Retirement Fund
66
New York State Common Retirement Fund
New York
$13.8M -$1.13M -27,300 -8%
Truist Financial
67
Truist Financial
North Carolina
$13.8M +$358K +8,613 +3%
BIM
68
BlackRock Investment Management
Delaware
$13.6M -$126K -3,027 -0.9%
ACH
69
ArrowMark Colorado Holdings
Colorado
$13.4M -$2.13M -51,306 -14%
RJA
70
Raymond James & Associates
Florida
$13.1M +$288K +6,921 +2%
First Trust Advisors
71
First Trust Advisors
Illinois
$13M +$1.43M +34,455 +12%
California Public Employees Retirement System
72
California Public Employees Retirement System
California
$12.5M -$24.9K -600 -0.2%
Natixis Advisors
73
Natixis Advisors
Massachusetts
$12.3M -$4.14M -99,539 -25%
Two Sigma Investments
74
Two Sigma Investments
New York
$12.1M +$11.6M +280,235 +2,659%
AIG
75
American International Group
New York
$11.4M -$123K -2,950 -1%

BR Hedge Fund Activity: Q3 2014 in Review

369 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Broadridge (BR) for Q3 2014, worth a combined $4.27B — down 1.7% from $4.35B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new BR positions and 29 closed out — a net gain of 6 holders — while 123 added to existing stakes and 126 trimmed.

The largest buyer was Renaissance Technologies, opening a new position worth an estimated $39.2M. The largest seller was Allianz Asset Management, cutting an estimated $114M.

  • 369 institutional investors held Broadridge (BR) as of Q3 2014, up from 367 in Q2 2014.
  • Funds reported $4.27B of Broadridge stock for Q3 2014, down 1.7% quarter-over-quarter.
  • 35 funds opened new Broadridge positions in Q3 2014 and 29 closed out, a net change of +6 holders.
  • The largest Broadridge buyer in Q3 2014 was Renaissance Technologies, an estimated $39.2M added.
  • The largest Broadridge seller in Q3 2014 was Allianz Asset Management, an estimated $114M sold.

Based on aggregated 13F filings for Q3 2014.