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Broadridge

350 hedge funds and large institutions have $4.09B invested in Broadridge in 2013 Q4 according to their latest regulatory filings, with 61 funds opening new positions, 107 increasing their positions, 119 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

135% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 26

100% more funds holding in top 10

Funds holding in top 10: 510 (+5)

23% more capital invested

Capital invested by funds: $3.33B → $4.09B (+$762M)

15% more call options, than puts

Call options by funds: $5.07M | Put options by funds: $4.41M

11% more funds holding

Funds holding: 316350 (+34)

2.76% less ownership

Funds ownership: 90.78%88.02% (-2.8%)

10% less repeat investments, than reductions

Existing positions increased: 107 | Existing positions reduced: 119

Holders
350
Holders Change
+34
Holders Change %
+10.76%
% of All Funds
10.16%
Holding in Top 10
10
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+100%
% of All Funds
0.29%
New
61
Increased
107
Reduced
119
Closed
26
Calls
$5.07M
Puts
$4.41M
Net Calls
+$664K
Net Calls Change
-$1.37M
Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
51
Principal Financial Group
Iowa
$14.5M +$2.97M +82,102 +29%
BG
52
BlackRock Group
United Kingdom
$14.2M +$499K +13,808 +4%
Goldman Sachs
53
Goldman Sachs
New York
$13.9M +$6.68M +184,827 +110%
BIM
54
BlackRock Investment Management
Delaware
$13.2M -$90.6K -2,507 -0.7%
Robeco Institutional Asset Management
55
Robeco Institutional Asset Management
Netherlands
$13.1M +$12M +331,845 New
Dimensional Fund Advisors
56
Dimensional Fund Advisors
Texas
$13M +$1.49M +41,317 +14%
Thrivent Financial for Lutherans
57
Thrivent Financial for Lutherans
Minnesota
$12.5M +$11.1M +306,330 +3,330%
California Public Employees Retirement System
58
California Public Employees Retirement System
California
$12.2M -$104K -2,883 -0.9%
RJA
59
Raymond James & Associates
Florida
$12.2M -$2.07M -57,155 -16%
Truist Financial
60
Truist Financial
North Carolina
$12M +$460K +12,724 +4%
Franklin Resources
61
Franklin Resources
California
$11.7M +$2.72M +75,210 +34%
First Trust Advisors
62
First Trust Advisors
Illinois
$11.5M +$4M +110,773 +62%
RhumbLine Advisers
63
RhumbLine Advisers
Massachusetts
$11.3M -$257K -7,120 -2%
BlackRock
64
BlackRock
New York
$11.1M +$8.79M +243,321 +636%
Morgan Stanley
65
Morgan Stanley
New York
$11M +$6.9M +191,108 +218%
EGM
66
Espalier Global Management
New York
$10.9M -$2.71M -75,000 -21%
CCP
67
Clarkston Capital Partners
Michigan
$10.8M +$739K +20,440 +8%
RFC
68
Russell Frank Company
Washington
$10.4M +$4.7M +130,109 +83%
New York State Teachers Retirement System (NYSTRS)
69
New York State Teachers Retirement System (NYSTRS)
New York
$9.74M -$593K -16,400 -6%
MWNA
70
Marshall Wace North America
New York
$9.72M +$3.52M +97,320 +65%
Charles Schwab
71
Charles Schwab
California
$9.69M +$715K +19,793 +9%
AIG
72
American International Group
New York
$9.65M -$266K -7,355 -3%
CCMLC
73
Cardinal Capital Management LLC (Connecticut)
Connecticut
$9.57M -$11.2M -310,984 -56%
Royal Bank of Canada
74
Royal Bank of Canada
Ontario, Canada
$9.51M -$1.32M -36,514 -13%
AL
75
AJO LP
Pennsylvania
$9.35M +$90.3K +2,500 +1%

BR Hedge Fund Activity: Q4 2013 in Review

350 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Broadridge (BR) for Q4 2013, worth a combined $4.09B — up 23% from $3.33B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new BR positions and 26 closed out — a net gain of 35 holders — while 107 added to existing stakes and 119 trimmed.

The largest buyer was Acadian Asset Management, adding an estimated $20M. The largest seller was Artisan Partners, cutting an estimated $82.4M.

  • 350 institutional investors held Broadridge (BR) as of Q4 2013, up from 316 in Q3 2013.
  • Funds reported $4.09B of Broadridge stock for Q4 2013, up 23% quarter-over-quarter.
  • 61 funds opened new Broadridge positions in Q4 2013 and 26 closed out, a net change of +35 holders.
  • The largest Broadridge buyer in Q4 2013 was Acadian Asset Management, an estimated $20M added.
  • The largest Broadridge seller in Q4 2013 was Artisan Partners, an estimated $82.4M sold.

Based on aggregated 13F filings for Q4 2013.