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Broadridge

1,085 hedge funds and large institutions have $25B invested in Broadridge in 2025 Q3 according to their latest regulatory filings, with 107 funds opening new positions, 369 increasing their positions, 386 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed

more first-time investments, than exits

New positions opened: | Existing positions closed:

more ownership

Funds ownership:

less funds holding

Funds holding:

less capital invested

Capital invested by funds: $ → $

4% less repeat investments, than reductions

Existing positions increased: 369 | Existing positions reduced: 386

29% less funds holding in top 10

Funds holding in top 10: 75 (-2)

68% less call options, than puts

Call options by funds: $15.5M | Put options by funds: $48.8M

Holders
1,085
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
$15.5M
Puts
$48.8M
Net Calls
Net Calls Change

Top Sellers

1 -$312M
2 -$147M
3 -$133M
4
Millennium Management
Millennium Management
New York
-$76.6M
5
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$60.8M
Name Holding Trade Value Shares
Change
Change in
Stake
NW
501
NewEdge Wealth
Pennsylvania
$969K
MWM
502
Mission Wealth Management
California
$962K
BFO
503
Biltmore Family Office
North Carolina
$960K
CBA
504
Coastal Bridge Advisors
Connecticut
$955K
KFA
505
Kelleher Financial Advisors
New York
$954K
BO
506
Bank OZK
Arkansas
$953K
WF
507
Welch & Forbes
Massachusetts
$947K
Nomura Holdings
508
Nomura Holdings
Japan
$939K
OC
509
Oppenheimer & Co
New York
$935K
JF
510
JSF Financial
California
$925K
DIP
511
DT Investment Partners
Pennsylvania
$922K
SSA
512
Schonfeld Strategic Advisors
New York
$917K
FCM
513
Fieldview Capital Management
Michigan
$911K
I
514
InceptionR
California
$909K
IC
515
IEQ Capital
California
$896K
SWIM
516
Smallwood Wealth Investment Management
New Jersey
$894K
MWM
517
MGB Wealth Management
Texas
$892K
NMIMC
518
Northwestern Mutual Investment Management Company
Wisconsin
$889K
QCG
519
Quadrant Capital Group
Ohio
$878K
BFS
520
Bradley Foster & Sargent
Connecticut
$875K
IQI
521
Integrated Quantitative Investments
Washington
$864K
AI
522
Accredited Investors
Minnesota
$851K
AFG
523
ABLE Financial Group
Arizona
$836K
TSWM
524
Triangle Securities Wealth Management
North Carolina
$833K
ECAM
525
East Coast Asset Management
Massachusetts
$831K