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Broadridge

1,093 hedge funds and large institutions have $25B invested in Broadridge in 2025 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 373 increasing their positions, 390 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed

more first-time investments, than exits

New positions opened: | Existing positions closed:

more ownership

Funds ownership:

more funds holding

Funds holding:

less capital invested

Capital invested by funds: $ → $

4% less repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 390

29% less funds holding in top 10

Funds holding in top 10: 75 (-2)

68% less call options, than puts

Call options by funds: $15.5M | Put options by funds: $48.8M

Holders
1,093
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
$15.5M
Puts
$48.8M
Net Calls
Net Calls Change

Top Sellers

1 -$312M
2 -$147M
3 -$133M
4
Millennium Management
Millennium Management
New York
-$76.6M
5
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$60.8M
Name Holding Trade Value Shares
Change
Change in
Stake
OAC
501
OMERS Administration Corp
Ontario, Canada
$1.01M
SPA
502
Sherbrooke Park Advisers
New York
$981K
EF
503
Empirical Finance
Pennsylvania
$979K
VAS
504
Vestmark Advisory Solutions
Massachusetts
$973K
RWM
505
Ritholtz Wealth Management
New York
$970K
NW
506
NewEdge Wealth
Pennsylvania
$969K
MWM
507
Mission Wealth Management
California
$962K
BFO
508
Biltmore Family Office
North Carolina
$960K
CBA
509
Coastal Bridge Advisors
Connecticut
$955K
KFA
510
Kelleher Financial Advisors
New York
$954K
BO
511
Bank OZK
Arkansas
$953K
WF
512
Welch & Forbes
Massachusetts
$947K
Nomura Holdings
513
Nomura Holdings
Japan
$939K
OC
514
Oppenheimer & Co
New York
$935K
JF
515
JSF Financial
California
$925K
DIP
516
DT Investment Partners
Pennsylvania
$922K
SSA
517
Schonfeld Strategic Advisors
New York
$917K
FCM
518
Fieldview Capital Management
Michigan
$911K
I
519
InceptionR
California
$909K
IC
520
IEQ Capital
California
$896K
SWIM
521
Smallwood Wealth Investment Management
New Jersey
$894K
MWM
522
MGB Wealth Management
Texas
$892K
NMIMC
523
Northwestern Mutual Investment Management Company
Wisconsin
$889K
QCG
524
Quadrant Capital Group
Ohio
$878K
BFS
525
Bradley Foster & Sargent
Connecticut
$875K