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Broadridge

1,085 hedge funds and large institutions have $25B invested in Broadridge in 2025 Q3 according to their latest regulatory filings, with 107 funds opening new positions, 369 increasing their positions, 386 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed

more first-time investments, than exits

New positions opened: | Existing positions closed:

more ownership

Funds ownership:

less funds holding

Funds holding:

less capital invested

Capital invested by funds: $ → $

4% less repeat investments, than reductions

Existing positions increased: 369 | Existing positions reduced: 386

29% less funds holding in top 10

Funds holding in top 10: 75 (-2)

68% less call options, than puts

Call options by funds: $15.5M | Put options by funds: $48.8M

Holders
1,085
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
$15.5M
Puts
$48.8M
Net Calls
Net Calls Change

Top Sellers

1 -$312M
2 -$147M
3 -$133M
4
Millennium Management
Millennium Management
New York
-$76.6M
5
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$60.8M
Name Holding Trade Value Shares
Change
Change in
Stake
CF
451
Centaurus Financial
California
$1.3M
DWM
452
Dynasty Wealth Management
Florida
$1.3M
VA
453
Vident Advisory
Georgia
$1.3M
EOJOAM
454
E. Ohman J:or Asset Management
Sweden
$1.3M
EAMA
455
EFG Asset Management (Americas)
Florida
$1.29M
CIBC World Market
456
CIBC World Market
Ontario, Canada
$1.28M
SLI
457
Sumitomo Life Insurance
Japan
$1.28M
HWM
458
HB Wealth Management
Georgia
$1.28M
CMA
459
Cedar Mountain Advisors
Oregon
$1.28M
Allspring Global Investments
460
Allspring Global Investments
North Carolina
$1.26M
CG
461
Cynosure Group
Utah
$1.25M
LA
462
LVW Advisors
New York
$1.25M
STA
463
Summit Trail Advisors
New York
$1.25M
OAM
464
Ostrum Asset Management
France
$1.24M
IGAM
465
iA Global Asset Management
Quebec, Canada
$1.24M
CAM
466
Cresset Asset Management
Illinois
$1.22M
KTM
467
Keeler Thomas Management
Utah
$1.22M
OCM
468
Orser Capital Management
Texas
$1.21M
VI
469
Vestcor Inc
New Brunswick, Canada
$1.21M
HAG
470
HighPoint Advisor Group
Illinois
$1.2M
PS
471
Principal Securities
Iowa
$1.19M
GI
472
GAMMA Investing
California
$1.19M
ALMGDA
473
AG2R La Mondiale Gestion d'Actifs
France
$1.16M
AWMS
474
Advocacy Wealth Management Services
Georgia
$1.14M
PFS
475
Prospera Financial Services
Texas
$1.13M