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Broadridge

1,093 hedge funds and large institutions have $25B invested in Broadridge in 2025 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 373 increasing their positions, 390 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed

more first-time investments, than exits

New positions opened: | Existing positions closed:

more ownership

Funds ownership:

more funds holding

Funds holding:

less capital invested

Capital invested by funds: $ → $

4% less repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 390

29% less funds holding in top 10

Funds holding in top 10: 75 (-2)

68% less call options, than puts

Call options by funds: $15.5M | Put options by funds: $48.8M

Holders
1,093
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
$15.5M
Puts
$48.8M
Net Calls
Net Calls Change

Top Sellers

1 -$312M
2 -$147M
3 -$133M
4
Millennium Management
Millennium Management
New York
-$76.6M
5
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$60.8M
Name Holding Trade Value Shares
Change
Change in
Stake
DFCM
451
Dark Forest Capital Management
Puerto Rico
$1.34M
Northwestern Mutual Wealth Management
452
Northwestern Mutual Wealth Management
Wisconsin
$1.31M
FFA
453
Farther Finance Advisors
California
$1.31M
QCM
454
QRG Capital Management
Illinois
$1.31M
CF
455
Centaurus Financial
California
$1.3M
DWM
456
Dynasty Wealth Management
Florida
$1.3M
VA
457
Vident Advisory
Georgia
$1.3M
EOJOAM
458
E. Ohman J:or Asset Management
Sweden
$1.3M
EAMA
459
EFG Asset Management (Americas)
Florida
$1.29M
CIBC World Market
460
CIBC World Market
Ontario, Canada
$1.28M
SLI
461
Sumitomo Life Insurance
Japan
$1.28M
HWM
462
HB Wealth Management
Georgia
$1.28M
CMA
463
Cedar Mountain Advisors
Oregon
$1.28M
NMERB
464
New Mexico Educational Retirement Board
New Mexico
$1.27M
Allspring Global Investments
465
Allspring Global Investments
North Carolina
$1.26M
CG
466
Cynosure Group
Utah
$1.25M
LA
467
LVW Advisors
New York
$1.25M
STA
468
Summit Trail Advisors
New York
$1.25M
OAM
469
Ostrum Asset Management
France
$1.24M
IGAM
470
iA Global Asset Management
Quebec, Canada
$1.24M
CAM
471
Cresset Asset Management
Illinois
$1.22M
KTM
472
Keeler Thomas Management
Utah
$1.22M
OCM
473
Orser Capital Management
Texas
$1.21M
VI
474
Vestcor Inc
New Brunswick, Canada
$1.21M
HAG
475
HighPoint Advisor Group
Illinois
$1.2M