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Broadridge
BR

Overview Fund Activity

530 hedge funds and large institutions have $6.76B invested in Broadridge in 2016 Q3 according to their latest regulatory filings, with 62 funds opening new positions, 168 increasing their positions, 200 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
530
Holders Change
+27
Holders Change %
+5.37%
% of All Funds
14.16%
Holding in Top 10
10
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+25%
% of All Funds
0.27%
New
62
Increased
168
Reduced
200
Closed
30
Calls
$2.88M
Puts
$11.8M
Net Calls
-$8.95M
Net Calls Change
-$10.8M

Top Buyers

1
Invesco
Invesco
Georgia
+$29.8M
2
Renaissance Technologies
Renaissance Technologies
New York
+$28.5M
3
AAM
AMI Asset Management
California
+$24.7M
4
SAM
Sawgrass Asset Management
Florida
+$21.9M
5
State Street
State Street
Massachusetts
+$19.5M

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$141M
2
RCM
Riverhead Capital Management
Delaware
-$53.7M
3
Fuller & Thaler Asset Management
Fuller & Thaler Asset Management
California
-$41.1M
4
AI
Analytic Investors
California
-$38.8M
5
VNIM
Vaughan Nelson Investment Management
Texas
-$38.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
WAM
376
Wealthspire Advisors (Maryland)
Maryland
$329K +$86.4K +1,274 +36%
LPL Financial
377
LPL Financial
California
$325K +$80.7K +1,197 +33%
LCM
378
Laurion Capital Management
New York
$319K +$81.4K +1,200 +34%
AP
379
Appleton Partners
Massachusetts
$309K – – –
MA
380
MUFG Americas
New York
$307K -$6.77K -100 -2%
CMBA
381
C.M. Bidwell & Associates
Hawaii
$305K -$25.7K -380 -8%
PHAM
382
Palisades Hudson Asset Management
Florida
$303K – – –
CC
383
Courier Capital
New York
$298K -$62.4K -920 -17%
SI
384
Stephens Inc
Arkansas
$298K -$25.7K -379 -8%
ACP
385
Ashfield Capital Partners
California
$293K – – –
IIC
386
Ironwood Investment Counsel
Arizona
$285K -$78.4K -1,451 -22%
GF
387
Gerstein Fisher
New York
$281K +$14.2K +209 +5%
TC
388
TFS Capital
Pennsylvania
$275K +$275K +4,055 New
OAM
389
Occidental Asset Management
California
$273K +$11.5K +170 +4%
BEAM
390
Baker Ellis Asset Management
Washington
$271K – – –
FNBOO
391
First National Bank of Omaha
Nebraska
$270K -$27.6K -407 -9%
PCM
392
Palisade Capital Management
New Jersey
$266K -$384K -5,677 -59%
QC
393
Quadrature Capital
United Kingdom
$266K +$266K +3,917 New
BTNA
394
Bremer Trust National Association
Minnesota
$264K -$6.64K -98 -2%
FMWA
395
Forvis Mazars Wealth Advisors
Missouri
$259K -$2.04K -30 -0.8%
ARTA
396
A.R.T. Advisors
New York
$257K +$257K +3,800 New
BW
397
Bison Wealth
Georgia
$256K -$787K -11,620 -75%
GT
398
Glenmede Trust
Pennsylvania
$255K -$4.06K -60 -2%
MHC
399
Meyer Handelman Company
New York
$246K – – –
CIBC World Market
400
CIBC World Market
Ontario, Canada
$244K +$5.29K +78 +2%
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