A.R.T. Advisors’s Broadridge BR Stock Holding History

A.R.T. Advisors’s Portfolio BR Stock Details BR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-50,200	Closed	-$6.62M	–	1331
2018 Q3	$6.62M	Buy	+50,200	New	+$6.37M	0.3%	58
2018 Q1	–	Sell	-22,000	Closed	-$1.99M	–	1506
2017 Q4	$1.99M	Buy	+22,000	New	+$1.92M	0.09%	377
2017 Q1	–	Sell	-5,400	Closed	-$358K	–	1437
2016 Q4	$358K	Buy	5,400 +1,600	+42%	+$104K	0.02%	879
2016 Q3	$257K	Buy	+3,800	New	+$259K	0.08%	402
2016 Q1	–	Sell	-5,655	Closed	-$303K	–	1368
2015 Q4	$303K	Buy	+5,655	New	+$317K	0.01%	1052
2015 Q3	–	Sell	-11,100	Closed	-$554K	–	1367
2015 Q2	$554K	Buy	+11,100	New	+$591K	0.02%	949
2015 Q1	–	Sell	-36,878	Closed	-$1.7M	–	1437
2014 Q4	$1.7M	Sell	36,878 -13,839	-27%	-$605K	0.06%	437
2014 Q3	$2.11M	Buy	50,717 +33,010	+186%	+$1.37M	0.1%	290
2014 Q2	$737K	Buy	+17,707	New	+$693K	0.04%	611
2013 Q4	–	Sell	-6,915	Closed	-$219K	–	1271
2013 Q3	$219K	Buy	+6,915	New	+$206K	0.01%	1102

Other funds holding BR

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Janus Henderson Group

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

AQR Capital Management

AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Atlanta Capital Management Atlanta, Georgia $22.5B AUM 9.67% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Bank of New York Mellon

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

VOYA Investment Management

VOYA Investment Management Atlanta, Georgia $96.1B AUM 40.06% 1-Year Est. Return