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Broadridge

350 hedge funds and large institutions have $4.09B invested in Broadridge in 2013 Q4 according to their latest regulatory filings, with 61 funds opening new positions, 107 increasing their positions, 119 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
350
Holders Change
+34
Holders Change %
+10.76%
% of All Funds
10.17%
Holding in Top 10
10
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+100%
% of All Funds
0.29%
New
61
Increased
107
Reduced
119
Closed
26
Calls
$5.07M
Puts
$4.41M
Net Calls
+$664K
Net Calls Change
-$1.37M
Name Holding Trade Value Shares
Change
Shares
Change %
TCM
326
Tradewinds Capital Management
Washington
$8K +$8K +200 New
AP
327
Advisors Preferred
Maryland
$8K +$8K +227 New
NES
328
New England Securities
New York
$7K
WA
329
WealthTrust-Arizona
Arizona
$7K
Envestnet Asset Management
330
Envestnet Asset Management
Illinois
$7K +$750 +18 +12%
VNB
331
Valley National Bancorp
New York
$7K +$7K +175 New
BG
332
Bollard Group
Massachusetts
$5K +$39 +1 +0.8%
EFSCE
333
Enterprise Financial Services Corp (EFSC)
Missouri
$4K
ATC
334
Adirondack Trust Company
New York
$4K
TWA
335
TCI Wealth Advisors
Arizona
$4K
RIA
336
Regal Investment Advisors
Michigan
$4K +$4K +91 New
FHA
337
First Horizon Advisors
Tennessee
$4K +$4K +136 New
AFIA
338
America First Investment Advisors
Nebraska
$3K
BBHC
339
Brown Brothers Harriman & Co
New York
$3K
QAM
340
QCI Asset Management
New York
$3K
MA
341
MCF Advisors
Kentucky
$3K
CFA
342
Carroll Financial Associates
North Carolina
$3K +$750 +25 +33%
1IC
343
1919 Investment Counsel
Maryland
$2K
ARMC
344
American Research & Management Company
Massachusetts
$2K
HRIA
345
Haberer Registered Investment Advisor
Ohio
$2K
FWM
346
Focused Wealth Management
New York
$1K -$1.03K -32 -51%
CWM
347
Cranbrook Wealth Management
Michigan
$1K +$1K +25 New
Jane Street
348
Jane Street
New York
-$3.06M -96,469 Closed
1832 Asset Management
349
1832 Asset Management
Ontario, Canada
-$2.44M -76,900 Closed
HPCM
350
High Pointe Capital Management
Illinois
-$2.33M -73,250 Closed