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Broadridge
BR

Overview Fund Activity

530 hedge funds and large institutions have $6.76B invested in Broadridge in 2016 Q3 according to their latest regulatory filings, with 62 funds opening new positions, 168 increasing their positions, 200 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
530
Holders Change
+27
Holders Change %
+5.37%
% of All Funds
14.16%
Holding in Top 10
10
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+25%
% of All Funds
0.27%
New
62
Increased
168
Reduced
200
Closed
30
Calls
$2.88M
Puts
$11.8M
Net Calls
-$8.95M
Net Calls Change
-$10.8M

Top Buyers

1
Invesco
Invesco
Georgia
+$29.8M
2
Renaissance Technologies
Renaissance Technologies
New York
+$28.5M
3
AAM
AMI Asset Management
California
+$24.7M
4
SAM
Sawgrass Asset Management
Florida
+$21.9M
5
State Street
State Street
Massachusetts
+$19.5M

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$141M
2
RCM
Riverhead Capital Management
Delaware
-$53.7M
3
Fuller & Thaler Asset Management
Fuller & Thaler Asset Management
California
-$41.1M
4
AI
Analytic Investors
California
-$38.8M
5
VNIM
Vaughan Nelson Investment Management
Texas
-$38.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
PG
301
PEAK6 Group
Illinois
$725K +$725K +10,699 New
CA
302
Commerzbank Aktiengesellschaft
Germany
$724K +$178K +2,618 +32%
JIC
303
Johnson Investment Counsel
Ohio
$709K +$38.4K +567 +6%
SG
304
StoneX Group
New York
$704K +$704K +10,382 New
Axa
305
Axa
France
$698K +$698K +10,300 New
HI
306
HBK Investments
Texas
$698K +$698K +10,300 New
WIS
307
Wright Investors Service
Connecticut
$690K -$39K -575 -5%
AG
308
Advisor Group
Arizona
$690K +$11.7K +172 +2%
GW
309
GW & Wade
Massachusetts
$689K +$136 +2 +0%
LWCFA
310
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$684K +$67.6K +998 +11%
Cambridge Investment Research Advisors
311
Cambridge Investment Research Advisors
Iowa
$677K +$152K +2,249 +29%
CG
312
Clinton Group
New York
$669K -$505K -7,447 -43%
ProShare Advisors
313
ProShare Advisors
Maryland
$666K -$46.9K -691 -7%
XK
314
Xact Kapitalforvaltning
Sweden
$659K +$659K +9,716 New
HighTower Advisors
315
HighTower Advisors
Illinois
$651K -$950K -14,081 -59%
ECM
316
ETrade Capital Management
Virginia
$635K +$277K +4,093 +78%
IFAM
317
Institutional & Family Asset Management
Colorado
$632K – – –
PTC
318
Private Trust Company
Ohio
$615K – – –
FCBT
319
First Citizens Bank & Trust
North Carolina
$602K -$99.7K -1,470 -14%
OTPPB
320
Ontario Teachers' Pension Plan Board
Ontario, Canada
$598K +$142K +2,093 +31%
BFEC
321
Benjamin F. Edwards & Company
Missouri
$590K -$10.9K -161 -2%
KBC Group
322
KBC Group
Belgium
$579K – – –
Capstone Investment Advisors
323
Capstone Investment Advisors
New York
$576K +$576K +8,500 New
TAM
324
Tocqueville Asset Management
New York
$566K – – –
QT
325
Quantbot Technologies
New York
$565K +$518K +7,640 +1,095%
11 12
13
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