Clinton Group’s Broadridge BR Stock Holding History

Clinton Group’s Portfolio BR Stock Details BR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-6,281	Closed	-$723K	–	213
2018 Q2	$723K	Buy	+6,281	New	+$709K	0.11%	242
2017 Q3	–	Sell	-8,315	Closed	-$628K	–	398
2017 Q2	$628K	Sell	8,315 -25,904	-76%	-$1.87M	0.07%	363
2017 Q1	$2.33M	Buy	34,219 +3,557	+12%	+$241K	0.14%	222
2016 Q4	$2.03M	Buy	30,662 +20,798	+211%	+$1.35M	0.12%	234
2016 Q3	$669K	Sell	9,864 -7,447	-43%	-$508K	0.03%	606
2016 Q2	$1.13M	Buy	+17,311	New	+$1.07M	0.05%	439
2016 Q1	–	Sell	-43,006	Closed	-$2.31M	–	868
2015 Q4	$2.31M	Buy	+43,006	New	+$2.41M	0.19%	175
2015 Q3	–	Sell	-12,520	Closed	-$626K	–	677
2015 Q2	$626K	Buy	+12,520	New	+$667K	0.09%	332
2014 Q2	–	Sell	-8,086	Closed	-$300K	–	324
2014 Q1	$300K	Buy	+8,086	New	+$303K	0.11%	267

Other funds holding BR

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Janus Henderson Group

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Atlanta Capital Management Atlanta, Georgia $22.5B AUM 9.67% 1-Year Est. Return

AQR Capital Management

AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return