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Broadridge

369 hedge funds and large institutions have $4.27B invested in Broadridge in 2014 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 123 increasing their positions, 126 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

166% more call options, than puts

Call options by funds: $4.28M | Put options by funds: $1.61M

21% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 29

1% more funds holding

Funds holding: 367369 (+2)

0.51% less ownership

Funds ownership: 85.88%85.37% (-0.51%)

2% less capital invested

Capital invested by funds: $4.35B → $4.27B (-$73.5M)

2% less repeat investments, than reductions

Existing positions increased: 123 | Existing positions reduced: 126

11% less funds holding in top 10

Funds holding in top 10: 98 (-1)

Holders
369
Holders Change
+2
Holders Change %
+0.54%
% of All Funds
10.7%
Holding in Top 10
8
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-11.11%
% of All Funds
0.23%
New
35
Increased
123
Reduced
126
Closed
29
Calls
$4.28M
Puts
$1.61M
Net Calls
+$2.67M
Net Calls Change
-$1.79M
Name Holding Trade Value Shares
Change
Change in
Stake
VFA
301
Virtus Fund Advisers
Connecticut
$107K -$523K -12,576 -83%
RFA
302
Reilly Financial Advisors
California
$99K
PCM
303
Prelude Capital Management
New York
$98K +$57.2K +1,376 +139%
HCC
304
Hirtle Callaghan & Co
Pennsylvania
$87K
TRCT
305
Tower Research Capital (TRC)
New York
$86K -$353K -8,504 -81%
TCOV
306
Trust Company of Vermont
Vermont
$86K
FIG
307
Fusion Investment Group
Pennsylvania
$83K -$97.5K -2,345 -54%
FNBT
308
FineMark National Bank & Trust
Florida
$80K +$22.5K +542 +39%
RBA
309
Richard Bernstein Advisors
New York
$76K +$75.4K +1,815 New
LTFS
310
Ladenburg Thalmann Financial Services
Florida
$56K +$42 +1 +0.1%
Bessemer Group
311
Bessemer Group
New Jersey
$52K
SF
312
Synovus Financial
Georgia
$46K
IGIM
313
I.G. Investment Management
Manitoba, Canada
$44K -$46.7K -1,124 -51%
WTC
314
WhitTier Trust Company
Nevada
$44K
PSUF
315
People's United Financial
Connecticut
$40K -$3.12K -75 -7%
SEC
316
Seven Eight Capital
New York
$37.5K +$37.4K +900 New
WOC
317
West Oak Capital
California
$33.3K
AW
318
Alpha Windward
Massachusetts
$32K
IRS
319
Invictus RG (Singapore)
Singapore
$26K -$6.9K -166 -21%
ST
320
Stifel Trust
Missouri
$21K
FHA
321
First Horizon Advisors
Tennessee
$19K +$3.95K +95 +25%
FMII
322
Farmers & Merchants Investments Inc
Nebraska
$18K
HMS
323
Hanseatic Management Services
New Mexico
$18K +$3.66K +88 +25%
MWP
324
MYCIO Wealth Partners
Pennsylvania
$17K
QBFM
325
QS Batterymarch Financial Management
New York
$17K

BR Hedge Fund Activity: Q3 2014 in Review

369 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Broadridge (BR) for Q3 2014, worth a combined $4.27B — down 1.7% from $4.35B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new BR positions and 29 closed out — a net gain of 6 holders — while 123 added to existing stakes and 126 trimmed.

The largest buyer was Renaissance Technologies, opening a new position worth an estimated $39.2M. The largest seller was Allianz Asset Management, cutting an estimated $114M.

  • 369 institutional investors held Broadridge (BR) as of Q3 2014, up from 367 in Q2 2014.
  • Funds reported $4.27B of Broadridge stock for Q3 2014, down 1.7% quarter-over-quarter.
  • 35 funds opened new Broadridge positions in Q3 2014 and 29 closed out, a net change of +6 holders.
  • The largest Broadridge buyer in Q3 2014 was Renaissance Technologies, an estimated $39.2M added.
  • The largest Broadridge seller in Q3 2014 was Allianz Asset Management, an estimated $114M sold.

Based on aggregated 13F filings for Q3 2014.