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Broadridge

369 hedge funds and large institutions have $4.27B invested in Broadridge in 2014 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 123 increasing their positions, 126 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

166% more call options, than puts

Call options by funds: $4.28M | Put options by funds: $1.61M

21% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 29

1% more funds holding

Funds holding: 367369 (+2)

0.51% less ownership

Funds ownership: 85.88%85.37% (-0.51%)

2% less capital invested

Capital invested by funds: $4.35B → $4.27B (-$73.5M)

2% less repeat investments, than reductions

Existing positions increased: 123 | Existing positions reduced: 126

11% less funds holding in top 10

Funds holding in top 10: 98 (-1)

Holders
369
Holders Change
+2
Holders Change %
+0.54%
% of All Funds
10.7%
Holding in Top 10
8
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-11.11%
% of All Funds
0.23%
New
35
Increased
123
Reduced
126
Closed
29
Calls
$4.28M
Puts
$1.61M
Net Calls
+$2.67M
Net Calls Change
-$1.79M
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
251
Advisors Asset Management
Colorado
$402K +$97.8K +2,352 +32%
LIM
252
Leavell Investment Management
Alabama
$391K -$208K -5,000 -35%
BOH
253
Bank of Hawaii
Hawaii
$382K -$41.6K -1,000 -10%
ST
254
Spot Trading
Illinois
$382K +$186K +4,478 +95%
FNB
255
First Niagara Bank
New York
$381K
DTL
256
Dynamic Technology Lab
Singapore
$379K -$104K -2,494 -22%
BCMO
257
Buckingham Capital Management (Ohio)
Ohio
$368K -$70.9K -1,705 -16%
AP
258
AHL Partners
United Kingdom
$366K +$365K +8,793 New
PFS
259
Prospera Financial Services
Texas
$354K
KBC Group
260
KBC Group
Belgium
$327K -$1.79M -42,999 -85%
FAAS
261
First Allied Advisory Services
California
$324K +$325K +7,826 New
Walleye Trading
262
Walleye Trading
New York
$321K +$321K +7,722 New
CPP
263
Crow Point Partners
Massachusetts
$314K +$313K +7,540 New
JG
264
Jefferies Group
New York
$299K -$277K -6,673 -48%
VAM
265
Visium Asset Management
New York
$299K +$299K +7,185 New
SIM
266
Strategic Investment Management
Virginia
$291K -$31.2K -751 -10%
YMRC
267
Yorktown Management & Research Company
Virginia
$291K
MA
268
MUFG Americas
New York
$291K +$234K +5,638 +371%
HCM
269
Highbridge Capital Management
New York
$291K +$290K +6,987 New
CS
270
Cannell & Spears
New York
$290K
IIC
271
Ironwood Investment Counsel
Arizona
$286K -$67.5K -1,625 -19%
FIM
272
Fernwood Investment Management
Massachusetts
$282K -$12.5K -300 -4%
P
273
Pitcairn
Pennsylvania
$282K +$282K +6,787 New
BEAM
274
Baker Ellis Asset Management
Washington
$271K
HNB
275
Huntington National Bank
Ohio
$270K -$17.2K -415 -6%

BR Hedge Fund Activity: Q3 2014 in Review

369 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Broadridge (BR) for Q3 2014, worth a combined $4.27B — down 1.7% from $4.35B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new BR positions and 29 closed out — a net gain of 6 holders — while 123 added to existing stakes and 126 trimmed.

The largest buyer was Renaissance Technologies, opening a new position worth an estimated $39.2M. The largest seller was Allianz Asset Management, cutting an estimated $114M.

  • 369 institutional investors held Broadridge (BR) as of Q3 2014, up from 367 in Q2 2014.
  • Funds reported $4.27B of Broadridge stock for Q3 2014, down 1.7% quarter-over-quarter.
  • 35 funds opened new Broadridge positions in Q3 2014 and 29 closed out, a net change of +6 holders.
  • The largest Broadridge buyer in Q3 2014 was Renaissance Technologies, an estimated $39.2M added.
  • The largest Broadridge seller in Q3 2014 was Allianz Asset Management, an estimated $114M sold.

Based on aggregated 13F filings for Q3 2014.