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Broadridge

369 hedge funds and large institutions have $4.27B invested in Broadridge in 2014 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 123 increasing their positions, 126 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

166% more call options, than puts

Call options by funds: $4.28M | Put options by funds: $1.61M

21% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 29

1% more funds holding

Funds holding: 367369 (+2)

0.51% less ownership

Funds ownership: 85.88%85.37% (-0.51%)

2% less capital invested

Capital invested by funds: $4.35B → $4.27B (-$73.5M)

2% less repeat investments, than reductions

Existing positions increased: 123 | Existing positions reduced: 126

11% less funds holding in top 10

Funds holding in top 10: 98 (-1)

Holders
369
Holders Change
+2
Holders Change %
+0.54%
% of All Funds
10.7%
Holding in Top 10
8
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-11.11%
% of All Funds
0.23%
New
35
Increased
123
Reduced
126
Closed
29
Calls
$4.28M
Puts
$1.61M
Net Calls
+$2.67M
Net Calls Change
-$1.79M
Name Holding Trade Value Shares
Change
Change in
Stake
RMSCM
226
R.M. Sincerbeaux Capital Management
New York
$537K
Stifel Financial
227
Stifel Financial
Missouri
$531K +$530K +12,764 New
WAM
228
World Asset Management
Michigan
$517K -$5.82K -140 -1%
RJT
229
Raymond James Trust
Florida
$517K -$2.49K -60 -0.5%
PA
230
Profund Advisors
Maryland
$513K -$208K -5,015 -29%
CIBC Asset Management
231
CIBC Asset Management
Ontario, Canada
$511K -$11.9K -286 -2%
Franklin Resources
232
Franklin Resources
California
$509K -$7.09M -170,662 -93%
FB
233
Fulton Bank
Pennsylvania
$508K -$9.39K -226 -2%
JIM
234
Jensen Investment Management
Oregon
$504K +$15.8K +380 +3%
ECAM
235
East Coast Asset Management
Massachusetts
$500K
NES
236
New England Securities
New York
$495K -$9.6K -231 -2%
KIA
237
King Investment Advisors
Texas
$481K
CK
238
Carnick & Kubik
Colorado
$476K +$475K +11,425 New
CAM
239
Capstone Asset Management
Texas
$455K +$17.5K +420 +4%
Commonwealth Equity Services
240
Commonwealth Equity Services
Massachusetts
$451K +$128K +3,079 +40%
NIC
241
Northwest Investment Counselors
Oregon
$447K +$2.87K +69 +0.6%
MCM
242
McKinley Capital Management
Alaska
$446K -$5.52M -132,900 -93%
BKBG
243
BHF Kleinwort Benson Group
Belgium
$446K
OI
244
Oakbrook Investments
Illinois
$445K -$27K -650 -6%
TAM
245
Tocqueville Asset Management
New York
$444K -$13.9K -334 -3%
CTC
246
Central Trust Company
Missouri
$443K +$10.1K +244 +2%
WC
247
Walthausen & Co
New York
$430K -$4.67M -112,269 -92%
OA
248
OFI Advisors
Pennsylvania
$421K -$204K -4,915 -33%
EMG
249
Ellington Management Group
Connecticut
$408K +$407K +9,800 New
BNP Paribas Asset Management
250
BNP Paribas Asset Management
France
$406K -$120K -2,894 -23%

BR Hedge Fund Activity: Q3 2014 in Review

369 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Broadridge (BR) for Q3 2014, worth a combined $4.27B — down 1.7% from $4.35B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new BR positions and 29 closed out — a net gain of 6 holders — while 123 added to existing stakes and 126 trimmed.

The largest buyer was Renaissance Technologies, opening a new position worth an estimated $39.2M. The largest seller was Allianz Asset Management, cutting an estimated $114M.

  • 369 institutional investors held Broadridge (BR) as of Q3 2014, up from 367 in Q2 2014.
  • Funds reported $4.27B of Broadridge stock for Q3 2014, down 1.7% quarter-over-quarter.
  • 35 funds opened new Broadridge positions in Q3 2014 and 29 closed out, a net change of +6 holders.
  • The largest Broadridge buyer in Q3 2014 was Renaissance Technologies, an estimated $39.2M added.
  • The largest Broadridge seller in Q3 2014 was Allianz Asset Management, an estimated $114M sold.

Based on aggregated 13F filings for Q3 2014.