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Broadridge
BR

Overview Fund Activity

316 hedge funds and large institutions have $3.33B invested in Broadridge in 2013 Q3 according to their latest regulatory filings, with 49 funds opening new positions, 103 increasing their positions, 107 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
316
Holders Change
+34
Holders Change %
+12.06%
% of All Funds
10.25%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.16%
New
49
Increased
103
Reduced
107
Closed
11
Calls
$5.87M
Puts
$3.83M
Net Calls
+$2.04M
Net Calls Change
+$1.51M

Top Buyers

1
VOYA Investment Management
VOYA Investment Management
Georgia
$38.2M
2
Vanguard Group
Vanguard Group
Pennsylvania
$255M
3
ACH
ArrowMark Colorado Holdings
Colorado
$23.6M
4
SAM
Southernsun Asset Management
Tennessee
$130M
5
Renaissance Technologies
Renaissance Technologies
New York
$15.5M

Top Sellers

1
JHIU
Janus Henderson Investors US
Colorado
$121M
2
Artisan Partners
Artisan Partners
Wisconsin
$155M
3
KeyBank National Association
KeyBank National Association
Ohio
$0
4
CS
Cannell & Spears
New York
$307K
5
FPP
Findlay Park Partners
United Kingdom
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
CS
226
Cannell & Spears
New York
$307K -$28M -880,984 -99%
CBOA
227
Commonwealth Bank of Australia
Australia
$300K +$300K +9,446 New
Thrivent Financial for Lutherans
228
Thrivent Financial for Lutherans
Minnesota
$292K +$12.7K +400 +5%
BNP Paribas Financial Markets
229
BNP Paribas Financial Markets
France
$289K -$404K -12,724 -58%
FNB
230
First Niagara Bank
New York
$288K +$288K +9,090 New
SI
231
Stephens Inc
Arkansas
$282K -$6.35K -200 -2%
PP
232
Paloma Partners
Connecticut
$281K -$13.5K -425 -5%
SCA
233
SAC Capital Advisors
Connecticut
$274K +$274K +8,643 New
Neuberger Berman Group
234
Neuberger Berman Group
New York
$270K +$17.8K +560 +7%
OA
235
OFI Advisors
Pennsylvania
$269K -$29.7K -936 -10%
LPL Financial
236
LPL Financial
California
$264K -$48.8K -1,490 -16%
BP
237
Banyan Partners
Florida
$264K +$264K +8,330 New
AA
238
ALPS Advisors
Colorado
$256K +$256K +8,072 New
American Century Companies
239
American Century Companies
Missouri
$255K -$1.14M -35,926 -82%
US Bancorp
240
US Bancorp
Minnesota
$252K -$83.3K -2,626 -25%
TH
241
Timber Hill
Connecticut
$246K +$246K +7,746 New
Commonwealth Equity Services
242
Commonwealth Equity Services
Massachusetts
$243K +$4.85K +153 +2%
TC
243
TradeLink Capital
Illinois
$236K +$236K +7,409 New
HNB
244
Huntington National Bank
Ohio
$227K – – –
IAM
245
Impax Asset Management
New Hampshire
$222K -$666K -21,000 -75%
WCM
246
Wedge Capital Management
North Carolina
$222K +$222K +7,000 New
ARTA
247
A.R.T. Advisors
New York
$219K +$219K +6,915 New
HCM
248
Highbridge Capital Management
New York
$218K +$218K +6,888 New
SCM
249
Stevens Capital Management
Pennsylvania
$214K +$214K +6,745 New
BEAM
250
Baker Ellis Asset Management
Washington
$206K – – –
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10
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