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VanEck BDC Income ETF

39 hedge funds and large institutions have $55.6M invested in VanEck BDC Income ETF in 2016 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 16 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 4

200% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 4

37% more capital invested

Capital invested by funds: $40.6M → $55.6M (+$14.9M)

22% more funds holding

Funds holding: 3239 (+7)

3.81% more ownership

Funds ownership: 38.06%41.87% (+3.8%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
39
Holders Change
+7
Holders Change %
+21.88%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
12
Increased
16
Reduced
4
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.8M +$7.18M +407,918 +163%
LPL Financial
2
LPL Financial
California
$9.21M +$592K +33,621 +7%
MFP
3
Mosaic Financial Partners
California
$7.44M +$28K +1,591 +0.4%
GI
4
Gradient Investments
Minnesota
$6.12M +$269K +15,304 +5%
RBC
5
Roble Belko & Company
Pennsylvania
$3.64M +$31.9K +1,813 +0.9%
G
6
GenTrust
Florida
$2.96M +$2.84M +161,243 New
SI
7
Stephens Inc
Arkansas
$2.14M +$28.8K +1,633 +1%
Bank of America
8
Bank of America
North Carolina
$1.54M -$14.1K -803 -0.9%
ICOA
9
Investment Centers of America
North Dakota
$1.29M +$334K +18,974 +36%
MFS
10
MSI Financial Services
Massachusetts
$922K +$43.1K +2,449 +5%
FCH
11
Freestone Capital Holdings
Washington
$871K +$852K +48,400 New
SWP
12
Stratos Wealth Partners
Ohio
$843K -$8.8K -500 -1%
PAG
13
Private Advisor Group
New Jersey
$738K
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$735K +$39.3K +2,232 +6%
Ameriprise
15
Ameriprise
Minnesota
$536K +$524K +29,752 New
PWM
16
Patriot Wealth Management
Texas
$498K
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$491K +$386K +21,929 +410%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$443K -$381K -21,644 -47%
CAS
19
Cue Advisory Services
Arizona
$384K +$376K +21,350 New
PAG
20
Private Advisory Group
Washington
$366K +$358K +20,337 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$316K +$113K +6,425 +58%
WA
22
WFG Advisors
Texas
$286K +$17.1K +974 +7%
SPC
23
Sigma Planning Corp
Michigan
$271K -$86.3K -4,899 -25%
CRC
24
Curi RMB Capital
Illinois
$268K +$262K +14,872 New
LP
25
LGL Partners
Pennsylvania
$265K +$5.12K +291 +2%

BIZD Hedge Fund Activity: Q4 2016 in Review

39 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in VanEck BDC Income ETF (BIZD) for Q4 2016, worth a combined $55.6M — up 37% from $40.6M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new BIZD positions and 4 closed out — a net gain of 8 holders — while 16 added to existing stakes and 4 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $7.18M. The largest seller was Tradition Capital Management, exiting entirely with an estimated $468K sold.

  • 39 institutional investors held VanEck BDC Income ETF (BIZD) as of Q4 2016, up from 32 in Q3 2016.
  • Funds reported $55.6M of VanEck BDC Income ETF stock for Q4 2016, up 37% quarter-over-quarter.
  • 12 funds opened new VanEck BDC Income ETF positions in Q4 2016 and 4 closed out, a net change of +8 holders.
  • The largest VanEck BDC Income ETF buyer in Q4 2016 was Morgan Stanley, an estimated $7.18M added.
  • The largest VanEck BDC Income ETF seller in Q4 2016 was Tradition Capital Management, an estimated $468K sold.

Based on aggregated 13F filings for Q4 2016.