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VanEck BDC Income ETF

30 hedge funds and large institutions have $29.1M invested in VanEck BDC Income ETF in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 4

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

17% more capital invested

Capital invested by funds: $24.9M → $29.1M (+$4.2M)

15% more funds holding

Funds holding: 2630 (+4)

6.75% more ownership

Funds ownership: 30.62%37.38% (+6.8%)

Holders
30
Holders Change
+4
Holders Change %
+15.38%
% of All Funds
0.84%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
14
Reduced
4
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MFP
1
Mosaic Financial Partners
California
$7.41M +$6.5M +382,865 +432%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$5.64M +$7.44K +438 +0.1%
RBC
3
Roble Belko & Company
Pennsylvania
$2.82M +$2.38K +140 +0.1%
SI
4
Stephens Inc
Arkansas
$2.75M +$36.5K +2,150 +1%
GI
5
Gradient Investments
Minnesota
$2.63M +$273K +16,102 +11%
Bank of America
6
Bank of America
North Carolina
$1.4M +$177K +10,426 +13%
Jane Street
7
Jane Street
New York
$1.39M +$702K +41,344 +88%
Morgan Stanley
8
Morgan Stanley
New York
$1.14M +$384K +22,617 +45%
LPL Financial
9
LPL Financial
California
$878K -$1.04M -61,232 -53%
CG
10
Caprock Group
Idaho
$483K +$522K +30,737 New
FMWA
11
Forvis Mazars Wealth Advisors
Missouri
$437K
PWM
12
Patriot Wealth Management
Texas
$380K +$32.1K +1,889 +8%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$304K +$594 +35 +0.2%
SPC
14
Sigma Planning Corp
Michigan
$245K +$14.2K +835 +6%
VFS
15
VSR Financial Services
Kansas
$226K +$244K +14,374 New
SCM
16
Sterling Capital Management
North Carolina
$204K +$3.4K +200 +2%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$161K +$174K +10,238 New
WA
18
WFG Advisors
Texas
$146K +$3.4K +200 +2%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$85K -$190K -11,166 -67%
MFS
20
MSI Financial Services
Massachusetts
$84K +$60.7K +3,575 +205%
TFA
21
Transamerica Financial Advisors
Florida
$82K +$88.3K +5,200 New
AIG
22
American International Group
New York
$53K
Wells Fargo
23
Wells Fargo
California
$42K -$192K -11,300 -81%
WRM
24
Westport Resources Management
Connecticut
$36K
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$29K -$16.4K -965 -34%

BIZD Hedge Fund Activity: Q3 2015 in Review

30 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in VanEck BDC Income ETF (BIZD) for Q3 2015, worth a combined $29.1M — up 17% from $24.9M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new BIZD positions and 2 closed out — a net gain of 4 holders — while 14 added to existing stakes and 4 trimmed.

The largest buyer was Mosaic Financial Partners, adding an estimated $6.5M. The largest seller was LPL Financial, cutting an estimated $1.04M.

  • 30 institutional investors held VanEck BDC Income ETF (BIZD) as of Q3 2015, up from 26 in Q2 2015.
  • Funds reported $29.1M of VanEck BDC Income ETF stock for Q3 2015, up 17% quarter-over-quarter.
  • 6 funds opened new VanEck BDC Income ETF positions in Q3 2015 and 2 closed out, a net change of +4 holders.
  • The largest VanEck BDC Income ETF buyer in Q3 2015 was Mosaic Financial Partners, an estimated $6.5M added.
  • The largest VanEck BDC Income ETF seller in Q3 2015 was LPL Financial, an estimated $1.04M sold.

Based on aggregated 13F filings for Q3 2015.