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VanEck BDC Income ETF

28 hedge funds and large institutions have $33.3M invested in VanEck BDC Income ETF in 2016 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more capital invested

Capital invested by funds: $26.6M → $33.3M (+$6.73M)

5.94% more ownership

Funds ownership: 34.33%40.27% (+5.9%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 12

26% less funds holding

Funds holding: 3828 (-10)

90% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 10

Holders
28
Holders Change
-10
Holders Change %
-26.32%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
1
Increased
12
Reduced
12
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$7.82M +$5.5M +363,274 +289%
MFP
2
Mosaic Financial Partners
California
$6.33M -$1.69M -111,958 -23%
RBC
3
Roble Belko & Company
Pennsylvania
$3.16M +$102K +6,743 +4%
GI
4
Gradient Investments
Minnesota
$2.94M +$53.3K +3,521 +2%
TCM
5
Tradition Capital Management
New Jersey
$2.8M +$2.57M +170,078 New
Morgan Stanley
6
Morgan Stanley
New York
$2.37M +$1.29M +85,352 +147%
SI
7
Stephens Inc
Arkansas
$1.73M +$14.5K +955 +0.9%
Bank of America
8
Bank of America
North Carolina
$900K -$363K -23,953 -30%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$900K -$48.8K -3,222 -6%
MFS
10
MSI Financial Services
Massachusetts
$809K -$74.5K -4,920 -9%
Ameriprise
11
Ameriprise
Minnesota
$801K +$410K +27,058 +126%
PWM
12
Patriot Wealth Management
Texas
$456K +$38.8K +2,566 +10%
ICOA
13
Investment Centers of America
North Dakota
$396K +$205K +13,524 +127%
SPC
14
Sigma Planning Corp
Michigan
$271K -$28K -1,851 -10%
LP
15
LGL Partners
Pennsylvania
$246K +$5.55K +367 +3%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$227K -$19K -1,255 -8%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$212K -$740K -48,859 -79%
VFS
18
VSR Financial Services
Kansas
$206K -$86.1K -5,685 -31%
SCM
19
Sterling Capital Management
North Carolina
$181K -$30.3K -2,005 -15%
MC
20
Moors & Cabot
Massachusetts
$168K -$104K -6,900 -40%
UBS Group
21
UBS Group
Switzerland
$123K +$99.2K +6,552 +705%
IA
22
IFP Advisors
Florida
$62K -$1.98K -131 -3%
Wells Fargo
23
Wells Fargo
California
$62K +$16K +1,058 +39%
AIG
24
American International Group
New York
$54K -$1.07K -71 -2%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$31K +$515 +34 +2%

BIZD Hedge Fund Activity: Q1 2016 in Review

28 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in VanEck BDC Income ETF (BIZD) for Q1 2016, worth a combined $33.3M — up 25% from $26.6M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of BIZD and 1 opened new positions — a net loss of 9 holders — while 12 trimmed existing stakes and 12 added.

The largest buyer was LPL Financial, adding an estimated $5.5M. The largest seller was Mosaic Financial Partners, cutting an estimated $1.69M.

  • 28 institutional investors held VanEck BDC Income ETF (BIZD) as of Q1 2016, down from 38 in Q4 2015.
  • Funds reported $33.3M of VanEck BDC Income ETF stock for Q1 2016, up 25% quarter-over-quarter.
  • 1 fund opened new VanEck BDC Income ETF positions in Q1 2016 and 10 closed out, a net change of -9 holders.
  • The largest VanEck BDC Income ETF buyer in Q1 2016 was LPL Financial, an estimated $5.5M added.
  • The largest VanEck BDC Income ETF seller in Q1 2016 was Mosaic Financial Partners, an estimated $1.69M sold.

Based on aggregated 13F filings for Q1 2016.