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Barron's 400 ETF

Name Holding Trade Value Shares
Change
Change in
Stake
UBS
1
UBS
Switzerland
$33.7M +$32.3M +4,519,444 +564,931%
Morgan Stanley
2
Morgan Stanley
New York
$8.5M +$2.25M +315,796 +38%
Bank of America
3
Bank of America
North Carolina
$1.71M +$662K +92,688 +68%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.38M +$511K +71,628 +63%
Ladenburg Thalmann Financial Services
5
Ladenburg Thalmann Financial Services
Florida
$1.2M +$1.15M +160,600 New
LPL Financial
6
LPL Financial
California
$1.08M +$280K +39,228 +37%
Invesco
7
Invesco
Georgia
$469K – – –
Texas Yale Capital Corp
8
Texas Yale Capital Corp
Florida
$467K – – –
CWM
9
Concert Wealth Management
California
$310K +$25K +3,500 +9%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$248K +$237K +33,220 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$226K +$217K +30,336 New
Rothschild Investment LLC
12
Rothschild Investment LLC
Illinois
$202K +$193K +27,100 New
Horan Capital Management
13
Horan Capital Management
Maryland
$119K -$57.1K -8,000 -33%
Creative Planning
14
Creative Planning
Kansas
$12K +$11.4K +1,600 New
Regal Investment Advisors
15
Regal Investment Advisors
Michigan
$9K – – –
Citigroup
16
Citigroup
New York
$6K +$5.71K +800 New
Jane Street
17
Jane Street
New York
– -$1.72M -253,016 Closed
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
– -$211K -31,012 Closed