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BABS

SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS

Delisted

BABS was delisted on the 24th of August, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$19.2M +$12.8M +200,808 +202%
Morgan Stanley
2
Morgan Stanley
New York
$18.9M -$1.61M -25,146 -8%
Bank of America
3
Bank of America
North Carolina
$9.61M +$3.81M +59,578 +66%
NC
4
NewSquare Capital
Pennsylvania
$8.22M +$2.85M +44,512 +53%
UBS Group
5
UBS Group
Switzerland
$6.98M +$2.26M +35,308 +48%
PFS
6
Prospera Financial Services
Texas
$4.15M +$780K +12,201 +23%
VKH
7
Virtu KCG Holdings
New York
$3.39M +$3.39M +53,025 New
TFA
8
Transamerica Financial Advisors
Florida
$3.18M +$2.87M +44,958 +951%
AIG
9
American International Group
New York
$2.49M +$2.29M +35,830 +1,156%
LPL Financial
10
LPL Financial
California
$1.41M -$407K -6,363 -22%
B
11
Baird
Wisconsin
$1.35M +$8.5K +133 +0.6%
Ameriprise
12
Ameriprise
Minnesota
$1.27M -$269K -4,207 -18%
VFA
13
Voya Financial Advisors
Connecticut
$1.12M +$1.12M +17,482 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.08M -$47.7K -747 -4%
CIBC World Market
15
CIBC World Market
Ontario, Canada
$929K +$141K +2,199 +18%
RJA
16
Raymond James & Associates
Florida
$691K +$690K +10,791 New
RJFSA
17
Raymond James Financial Services Advisors
Florida
$677K +$676K +10,582 New
TIM
18
Tortoise Investment Management
New York
$646K -$1.78M -27,795 -73%
Stifel Financial
19
Stifel Financial
Missouri
$614K +$41.6K +651 +7%
OC
20
Oarsman Capital
Wisconsin
$545K +$38.7K +606 +8%
AIM
21
Advantage Investment Management
Iowa
$473K +$345K +5,391 +270%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$351K +$322K +5,033 +1,113%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$242K +$241K +3,775 New
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$200K +$199K +3,119 New
SC
25
Scotia Capital
Ontario, Canada
$200K +$199K +3,119 New
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