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BABS

SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF

Delisted

BABS was delisted on the 24th of August, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.2M +$11.3M +181,618 +130%
Wells Fargo
2
Wells Fargo
California
$6.25M +$2.55M +41,030 +71%
Bank of America
3
Bank of America
North Carolina
$5.7M +$3.47M +55,909 +162%
NewSquare Capital
4
NewSquare Capital
Pennsylvania
$5.28M +$2.7M +43,448 +107%
UBS Group
5
UBS Group
Switzerland
$4.64M +$4.58M +73,728 New
Jane Street
6
Jane Street
New York
$4.11M +$4.06M +65,303 New
Prospera Financial Services
7
Prospera Financial Services
Texas
$3.31M +$1.37M +21,995 +72%
Tortoise Investment Management
8
Tortoise Investment Management
New York
$2.39M -$1.21M -19,493 -34%
LPL Financial
9
LPL Financial
California
$1.79M +$1.04M +16,759 +144%
Ameriprise
10
Ameriprise
Minnesota
$1.5M +$1.43M +23,088 +3,189%
Baird
11
Baird
Wisconsin
$1.32M +$30.9K +498 +2%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.11M -$783K -12,603 -42%
CIBC World Market
13
CIBC World Market
Ontario, Canada
$775K +$765K +12,311 New
Stifel Financial
14
Stifel Financial
Missouri
$563K +$154K +2,481 +38%
Oarsman Capital
15
Oarsman Capital
Wisconsin
$498K +$96.1K +1,546 +24%
Transamerica Financial Advisors
16
Transamerica Financial Advisors
Florida
$298K +$294K +4,725 New
American International Group
17
American International Group
New York
$195K -$6.03K -97 -3%
AIM
18
Advantage Investment Management
Iowa
$126K +$124K +2,000 New
National Planning Corporation
19
National Planning Corporation
California
$47K +$45.4K +731 New
MSI Financial Services
20
MSI Financial Services
Massachusetts
$38K +$4.54K +73 +14%
Ladenburg Thalmann Financial Services
21
Ladenburg Thalmann Financial Services
Florida
$29K +$12.4K +200 +79%
SCA
22
Strategic Capital Alternatives
United States
– -$1.39M -22,779 Closed
Virtu KCG Holdings
23
Virtu KCG Holdings
New York
– -$979K -16,007 Closed
ACM
24
Argentus Capital Management
Texas
– -$857K -14,016 Closed
Placemark Investments
25
Placemark Investments
Illinois
– -$339K -5,544 Closed