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AXT Inc

Name Holding Trade Value Shares
Change
Change in
Stake
PAM
26
Panagora Asset Management
Massachusetts
$52K
PPA
27
Parametric Portfolio Associates
Washington
$46K +$41.5K +17,700 New
GC
28
Guggenheim Capital
Illinois
$41K +$2.18K +930 +6%
Wells Fargo
29
Wells Fargo
California
$35K -$7.03K -3,000 -18%
TSW
30
Thompson Siegel & Walmsley
Virginia
$14K
Citigroup
31
Citigroup
New York
$14K +$5.75K +2,453 +85%
BA
32
BlackRock Advisors
Delaware
$13K
NFA
33
Nationwide Fund Advisors
Ohio
$12K
U
34
UBS
Switzerland
$10K +$8.86K +3,781 New
FWM
35
Focused Wealth Management
New York
$3K +$2.34K +1,000 New
Manulife (Manufacturers Life Insurance)
36
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2K
BNP Paribas Financial Markets
37
BNP Paribas Financial Markets
France
$1.28K +$1.15K +492 New
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$1K -$2.34K -1,000 -69%
BIM
39
BlackRock Investment Management
Delaware
$1K -$194 -83 -14%
Acadian Asset Management
40
Acadian Asset Management
Massachusetts
$1K
BCM
41
Bridgeway Capital Management
Texas
-$693K -295,942 Closed
WI
42
WHV Investments
California
-$148K -63,075 Closed
BG
43
BlackRock Group
United Kingdom
-$112K -47,764 Closed
LMF
44
LMR Master Fund
Cayman Islands
-$55K -23,595 Closed
Deutsche Bank
45
Deutsche Bank
Germany
-$43K -18,787 Closed
TC
46
TFS Capital
Pennsylvania
-$28K -11,995 Closed
RFC
47
Russell Frank Company
Washington
-$26K -10,980 Closed
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
-$8K -3,459 Closed
Bank of America
49
Bank of America
North Carolina
-$1.18K -502 -93%