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AXT Inc
AXTI

Name Holding Trade Value Shares
Change 		Change in
Stake
RA
1
Royce & Associates
New York
$10.8M +$11.2M +4,008,915 New
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$4.44M +$4.58M +1,644,167 New
Vanguard Group
3
Vanguard Group
Pennsylvania
$2.72M +$2.81M +1,007,537 New
BIT
4
BlackRock Institutional Trust
California
$2.49M +$2.57M +921,002 New
PCM
5
Perritt Capital Management
Illinois
$2.2M +$2.27M +814,879 New
PCMI
6
Princeton Capital Management Inc
New Jersey
$1.48M +$1.52M +546,900 New
ARM
7
Adirondack Research & Management
New York
$1.48M +$1.52M +546,740 New
ERSOT
8
Employees Retirement System of Texas
Texas
$1.22M +$1.25M +450,000 New
BCM
9
Bridgeway Capital Management
Texas
$988K +$1.02M +365,942 New
Northern Trust
10
Northern Trust
Illinois
$903K +$932K +334,467 New
Schroder Investment Management Group
11
Schroder Investment Management Group
United Kingdom
$882K +$911K +326,723 New
Renaissance Technologies
12
Renaissance Technologies
New York
$595K +$614K +220,200 New
AA
13
Ancora Advisors
Ohio
$564K +$582K +208,900 New
Morgan Stanley
14
Morgan Stanley
New York
$480K +$497K +178,183 New
DADC
15
D.A. Davidson & Co
Montana
$431K +$446K +159,903 New
PP
16
Paloma Partners
Connecticut
$380K +$392K +140,601 New
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$358K +$369K +132,500 New
Geode Capital Management
18
Geode Capital Management
Massachusetts
$346K +$358K +128,252 New
Deutsche Bank
19
Deutsche Bank
Germany
$346K +$358K +128,307 New
Two Sigma Advisers
20
Two Sigma Advisers
New York
$280K +$289K +103,785 New
SKK
21
Shepherd Kaplan Krochuk
Massachusetts
$257K +$265K +95,000 New
GMCM
22
Gruber & McBaine Capital Management
California
$216K +$223K +80,000 New
BFA
23
BlackRock Fund Advisors
California
$215K +$222K +79,479 New
Bank of America
24
Bank of America
North Carolina
$205K +$211K +75,768 New
LMF
25
LMR Master Fund
Cayman Islands
$205K +$212K +76,099 New
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