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American States Water

222 hedge funds and large institutions have $1.1B invested in American States Water in 2016 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 71 increasing their positions, 67 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 20

18% more capital invested

Capital invested by funds: $932M → $1.1B (+$172M)

5% more funds holding

Funds holding: 211222 (+11)

2.04% more ownership

Funds ownership: 64.19%66.23% (+2%)

6% more repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 67

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

36% less call options, than puts

Call options by funds: $1.04M | Put options by funds: $1.63M

Holders
222
Holders Change
+11
Holders Change %
+5.21%
% of All Funds
5.55%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
35
Increased
71
Reduced
67
Closed
20
Calls
$1.04M
Puts
$1.63M
Net Calls
-$585K
Net Calls Change
-$118K
Name Holding Trade Value Shares
Change
Change in
Stake
Barclays
151
Barclays
United Kingdom
$221K +$167K +4,016 +471%
Franklin Resources
152
Franklin Resources
California
$219K +$200K +4,800 New
PI
153
PineBridge Investments
New York
$213K +$667 +16 +0.3%
Mitsubishi UFJ Trust & Banking
154
Mitsubishi UFJ Trust & Banking
Japan
$212K -$24.4K -586 -11%
Stifel Financial
155
Stifel Financial
Missouri
$209K +$190K +4,555 New
SOADOR
156
State of Alaska Department of Revenue
Alaska
$180K +$165K +3,960 New
GBBWRPM
157
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$172K
AG
158
Advisor Group
Arizona
$163K +$2.54K +61 +2%
FQ
159
First Quadrant
California
$139K +$127K +3,049 New
MCIM
160
Meadow Creek Investment Management
Georgia
$133K +$122K +2,924 New
Zurich Cantonal Bank
161
Zurich Cantonal Bank
Switzerland
$126K -$306K -7,339 -73%
EP
162
Elkfork Partners
Oregon
$110K +$100K +2,408 New
NFG
163
Next Financial Group
Texas
$109K
SIA
164
SeaBridge Investment Advisors
New Jersey
$109K
AWM
165
Avior Wealth Management
Nebraska
$100K
First Manhattan
166
First Manhattan
New York
$100K
HRC
167
Hoertkorn Richard Charles
$93K
TCOV
168
Trust Company of Vermont
Vermont
$91K
GHCM
169
Glen Harbor Capital Management
California
$86K +$78.9K +1,892 New
SEI Investments
170
SEI Investments
Pennsylvania
$84K -$62.5K -1,500 -45%
Carson Wealth (CWM LLC)
171
Carson Wealth (CWM LLC)
Nebraska
$80K
Ohio Public Employees Retirement System (OPERS)
172
Ohio Public Employees Retirement System (OPERS)
Ohio
$78K +$1.33K +32 +2%
VanEck Associates
173
VanEck Associates
New York
$77K +$6.17K +148 +10%
CG
174
Cutler Group
California
$71K +$57.2K +1,372 +704%
RCM
175
Riverhead Capital Management
Delaware
$68K

AWR Hedge Fund Activity: Q4 2016 in Review

222 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in American States Water (AWR) for Q4 2016, worth a combined $1.1B — up 18% from $932M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new AWR positions and 20 closed out — a net gain of 15 holders — while 71 added to existing stakes and 67 trimmed.

The largest buyer was BlackRock Fund Advisors, adding an estimated $15.1M. The largest seller was PNC Financial Services Group, cutting an estimated $4M.

  • 222 institutional investors held American States Water (AWR) as of Q4 2016, up from 211 in Q3 2016.
  • Funds reported $1.1B of American States Water stock for Q4 2016, up 18% quarter-over-quarter.
  • 35 funds opened new American States Water positions in Q4 2016 and 20 closed out, a net change of +15 holders.
  • The largest American States Water buyer in Q4 2016 was BlackRock Fund Advisors, an estimated $15.1M added.
  • The largest American States Water seller in Q4 2016 was PNC Financial Services Group, an estimated $4M sold.

Based on aggregated 13F filings for Q4 2016.