PineBridge Investments’s American States Water AWR Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-13,509	Closed	-$1.17M	–	787
2019 Q4	$1.17M	Sell	13,509 -6,629	-33%	-$587K	0.02%	525
2019 Q3	$1.81M	Buy	20,138 +4,177	+26%	+$351K	0.03%	451
2019 Q2	$1.2M	Buy	+15,961	New	+$1.15M	0.02%	591
2018 Q2	–	Sell	-6,035	Closed	-$320K	–	1081
2018 Q1	$320K	Sell	6,035 -8,550	-59%	-$462K	0.01%	782
2017 Q4	$844K	Buy	14,585 +10,037	+221%	+$550K	0.02%	625
2017 Q3	$224K	Sell	4,548 -276	-6%	-$13.6K	0.01%	811
2017 Q2	$229K	Buy	4,824 +51	+1%	+$2.34K	0.01%	769
2017 Q1	$211K	Buy	4,773 +109	+2%	+$4.77K	0.01%	789
2016 Q4	$213K	Buy	4,664 +16	+0.3%	+$667	0.01%	824
2016 Q3	$186K	Buy	4,648 +12	+0.3%	+$496	0.01%	531
2016 Q2	$204K	Buy	4,636 +174	+4%	+$7.02K	0.01%	495
2016 Q1	$175K	Sell	4,462 -467	-9%	-$19.8K	0.01%	531
2015 Q4	$207K	Buy	4,929 +164	+3%	+$6.79K	0.01%	512
2015 Q3	$197K	Buy	4,765 +447	+10%	+$17.3K	0.01%	516
2015 Q2	$162K	Sell	4,318 -5,594	-56%	-$216K	0.01%	567
2015 Q1	$395K	Buy	9,912 +1,095	+12%	+$43.5K	0.01%	508
2014 Q4	$332K	Buy	8,817 +560	+7%	+$19.3K	0.01%	530
2014 Q3	$251K	Buy	8,257 +2,144	+35%	+$67.4K	0.01%	575
2014 Q2	$203K	Sell	6,113 -3,408	-36%	-$104K	0.01%	546
2014 Q1	$307K	Sell	9,521 -918	-9%	-$26.9K	0.01%	594
2013 Q4	$300K	Buy	10,439 +5,995	+135%	+$169K	0.01%	640
2013 Q3	$123K	Hold	4,444	–	–	﹤0.01%	646
2013 Q2	$119K	Buy	+4,444	New	+$121K	﹤0.01%	642