First Quadrant’s American States Water AWR Stock Holding History

First Quadrant’s Portfolio AWR Stock Details AWR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-3,049	Closed	-$135K	–	898
2017 Q1	$135K	Hold	3,049	–	–	﹤0.01%	667
2016 Q4	$139K	Buy	+3,049	New	+$127K	﹤0.01%	674
2016 Q2	–	Sell	-3,100	Closed	-$122K	–	808
2016 Q1	$122K	Sell	3,100 -400	-11%	-$16.9K	﹤0.01%	628
2015 Q4	$147K	Sell	3,500 -2,700	-44%	-$112K	﹤0.01%	582
2015 Q3	$257K	Sell	6,200 -2,800	-31%	-$108K	0.01%	525
2015 Q2	$337K	Buy	9,000 +5,500	+157%	+$212K	0.01%	517
2015 Q1	$140K	Hold	3,500	–	–	﹤0.01%	561
2014 Q4	$132K	Hold	3,500	–	–	﹤0.01%	564
2014 Q3	$106K	Buy	3,500 +300	+9%	+$9.43K	﹤0.01%	610
2014 Q2	$106K	Hold	3,200	–	–	﹤0.01%	635
2014 Q1	$103K	Buy	3,200 +700	+28%	+$20.5K	﹤0.01%	584
2013 Q4	$72K	Buy	+2,500	New	+$70.4K	﹤0.01%	649

Other funds holding AWR

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PAMU

Pictet Asset Management (UK) London, United Kingdom $91.8B AUM 47.77% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

First Quadrant's AWR Position: Q2 2017 in Review

First Quadrant sold out of American States Water (AWR) in Q2 2017, closing a stake of 3,049 shares — an estimated $135K sold.

First Quadrant first reported a position in AWR in Q4 2013 and held it in 12 quarters. The position peaked at $337K in Q2 2015. 215 funds tracked by Wall St. Rank hold AWR as of Q2 2017.

First Quadrant reported no remaining American States Water position as of Q2 2017 after selling out during the quarter.
First Quadrant sold 3,049 American States Water shares in Q2 2017, an estimated $135K.
First Quadrant first reported a position in American States Water in Q4 2013 and held it in 12 quarters.
First Quadrant's American States Water position peaked at $337K in Q2 2015.
215 funds tracked by Wall St. Rank held American States Water as of Q2 2017.

Based on First Quadrant's 13F filing for Q2 2017, filed 19 Jul 2017.