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AVGOP

Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A

Delisted

AVGOP was delisted on the 29th of September, 2022.

73 hedge funds and large institutions have $3.45B invested in Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in 2020 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 31 increasing their positions, 20 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

55% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 20

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

6% more funds holding

Funds holding: 6973 (+4)

20% less capital invested

Capital invested by funds: $4.3B → $3.45B (-$843M)

Holders
73
Holders Change
+4
Holders Change %
+5.8%
% of All Funds
1.61%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
13
Increased
31
Reduced
20
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LSA
51
L & S Advisors
California
$1.06M -$16K -15 -1%
CI
52
Capital International
California
$1.02M -$829K -777 -42%
TA
53
Teton Advisors
New York
$939K
Canada Life
54
Canada Life
Manitoba, Canada
$769K
CIS
55
Capital International Sarl
California
$747K -$213K -200 -20%
PPSG
56
Princeton Portfolio Strategies Group
New Jersey
$719K +$160K +150 +24%
RA
57
Rational Advisors
New York
$564K +$470K +440 +268%
FHB
58
First Hawaiian Bank
Hawaii
$534K +$609K +571 New
Northern Trust
59
Northern Trust
Illinois
$511K +$584K +547 New
AIIMS
60
Analyst IMS Investment Management Services
Israel
$467K +$13.9K +13 +3%
RJA
61
Raymond James & Associates
Florida
$461K +$249K +233 +90%
CIBC World Market
62
CIBC World Market
Ontario, Canada
$394K +$16K +15 +4%
TD Asset Management
63
TD Asset Management
Ontario, Canada
$380K -$2.76M -2,585 -89%
LPL Financial
64
LPL Financial
California
$358K +$181K +170 +80%
VLC
65
Van Leeuwen & Company
New Jersey
$330K +$377K +353 New
Stifel Financial
66
Stifel Financial
Missouri
$322K +$88.6K +83 +32%
CII
67
Capital International Inc
California
$305K +$348K +326 New
SPIA
68
Steward Partners Investment Advisory
New York
$265K +$303K +284 New
Verition Fund Management
69
Verition Fund Management
Connecticut
$254K +$290K +272 New
Osaic Holdings
70
Osaic Holdings
Arizona
$209K +$239K +224 New
Royal Bank of Canada
71
Royal Bank of Canada
Ontario, Canada
$198K
WAM
72
Wolverine Asset Management
Illinois
$150K
OAM
73
Oppenheimer Asset Management
New York
$78K +$89.7K +84 New
Bank of Montreal
74
Bank of Montreal
Ontario, Canada
$64K
NIMC
75
NWQ Investment Management Company
California
$24K

AVGOP Hedge Fund Activity: Q1 2020 in Review

73 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A (AVGOP) for Q1 2020, worth a combined $3.45B — down 20% from $4.3B a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new AVGOP positions and 8 closed out — a net gain of 5 holders — while 31 added to existing stakes and 20 trimmed.

The largest buyer was Capital International Investors, adding an estimated $209M. The largest seller was Capital Research Global Investors, cutting an estimated $147M.

  • 73 institutional investors held Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A (AVGOP) as of Q1 2020, up from 69 in Q4 2019.
  • Funds reported $3.45B of Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A stock for Q1 2020, down 20% quarter-over-quarter.
  • 13 funds opened new Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A positions in Q1 2020 and 8 closed out, a net change of +5 holders.
  • The largest Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A buyer in Q1 2020 was Capital International Investors, an estimated $209M added.
  • The largest Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A seller in Q1 2020 was Capital Research Global Investors, an estimated $147M sold.

Based on aggregated 13F filings for Q1 2020.