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AVGOP

Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A

Delisted

AVGOP was delisted on the 29th of September, 2022.

6 hedge funds and large institutions have $26M invested in Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in 2020 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 1 increasing their positions, 4 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

70% less funds holding

Funds holding: 206 (-14)

75% less repeat investments, than reductions

Existing positions increased: 1 | Existing positions reduced: 4

85% less capital invested

Capital invested by funds: $176M → $26M (-$150M)

93% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 15

Holders
6
Holders Change
-14
Holders Change %
-70%
% of All Funds
0.12%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
1
Increased
1
Reduced
4
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OA
1
Oxbow Advisors
Texas
$16.5M -$136K -114 -0.9%
LTI
2
Laffer Tengler Investments
Tennessee
$3.96M +$98.7K +83 +3%
LSA
3
L & S Advisors
California
$2.48M -$405K -340 -15%
VWM
4
Valley Wealth Managers
New Jersey
$1.96M -$594K -499 -24%
PPSG
5
Princeton Portfolio Strategies Group
New Jersey
$929K -$29.7K -25 -3%
SAM
6
SignalPoint Asset Management
Missouri
$219K +$209K +176 New
Calamos Advisors
7
Calamos Advisors
Illinois
-$97.3M -87,328 Closed
PI
8
Putnam Investments
Massachusetts
-$27M -24,248 Closed
P8IP
9
Pier 88 Investment Partners
California
-$9.18M -8,235 Closed
GF
10
Gabelli Funds
New York
-$6.74M -6,045 Closed
EWM
11
Endurance Wealth Management
Rhode Island
-$2.95M -2,645 Closed
RA
12
Rational Advisors
New York
-$2.1M -1,884 Closed
CWM
13
Calamos Wealth Management
Illinois
-$1.34M -1,199 Closed
TA
14
Teton Advisors
New York
-$1.12M -1,005 Closed
Nomura Asset Management
15
Nomura Asset Management
Japan
-$1.1M -1,000 Closed
Canada Life
16
Canada Life
Manitoba, Canada
-$908K -815 Closed
FHB
17
First Hawaiian Bank
Hawaii
-$634K -569 Closed
AIIMS
18
Analyst IMS Investment Management Services
Israel
-$557K -500 Closed
Thrivent Financial for Lutherans
19
Thrivent Financial for Lutherans
Minnesota
-$308K -330 Closed
HF
20
HRT Financial
New York
-$289K -260 Closed
WT
21
Washington Trust
Rhode Island
-$11K -10 Closed

AVGOP Hedge Fund Activity: Q3 2020 in Review

6 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A (AVGOP) for Q3 2020, worth a combined $26M — down 85% from $176M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of AVGOP and 1 opened new positions — a net loss of 14 holders — while 4 trimmed existing stakes and 1 added.

The largest buyer was SignalPoint Asset Management, opening a new position worth an estimated $209K. The largest seller was Calamos Advisors, exiting entirely with an estimated $97.3M sold.

  • 6 institutional investors held Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A (AVGOP) as of Q3 2020, down from 20 in Q2 2020.
  • Funds reported $26M of Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A stock for Q3 2020, down 85% quarter-over-quarter.
  • 1 fund opened new Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A positions in Q3 2020 and 15 closed out, a net change of -14 holders.
  • The largest Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A buyer in Q3 2020 was SignalPoint Asset Management, an estimated $209K added.
  • The largest Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A seller in Q3 2020 was Calamos Advisors, an estimated $97.3M sold.

Based on aggregated 13F filings for Q3 2020.