CIBC World Market’s Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A AVGOP Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-422	Closed	-$394K	–	1111
2020 Q1	$394K	Buy	422 +15	+4%	+$14K	﹤0.01%	715
2019 Q4	$479K	Buy	+407	New	+$479K	﹤0.01%	772