State Street’s Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A AVGOP Stock Holding History

State Street’s Portfolio AVGOP Stock Details AVGOP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-62,150	Closed	-$94.3M	–	4973
2022 Q2	$94.3M	Sell	62,150 -4,450	-7%	-$7.84M	0.01%	1201
2022 Q1	$131M	Sell	66,600 -12,825	-16%	-$23.7M	0.01%	1104
2021 Q4	$165M	Buy	+79,425	New	+$139M	0.01%	965
2020 Q2	–	Sell	-85,700	Closed	-$80.1M	–	3873
2020 Q1	$80.1M	Sell	85,700 -12,300	-13%	-$13.1M	0.01%	965
2019 Q4	$114M	Buy	+98,000	New	+$110M	0.01%	963

Other funds holding AVGOP

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

EWM

Endurance Wealth Management Providence, Rhode Island $731M AUM 18.41% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

VWM

Valley Wealth Managers Paramus, New Jersey $1.55B AUM 28.47% 1-Year Est. Return

TIP

Torray Investment Partners Bethesda, Maryland $682M AUM 23.15% 1-Year Est. Return

Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return

PGFC

Peapack-Gladstone Financial Corp Bedminster, New Jersey $7.82B AUM 21.06% 1-Year Est. Return

P8IP

Pier 88 Investment Partners San Francisco, California $402M AUM 10.33% 1-Year Est. Return

SAM

SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return

UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return

State Street's AVGOP Position: Q3 2022 in Review

State Street sold out of Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A (AVGOP) in Q3 2022, closing a stake of 62,150 shares — an estimated $94.3M sold.

State Street first reported a position in AVGOP in Q4 2019 and held it in 5 quarters. The position peaked at $165M in Q4 2021. 15 funds tracked by Wall St. Rank hold AVGOP as of Q3 2022.

State Street reported no remaining Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A position as of Q3 2022 after selling out during the quarter.
State Street sold 62,150 Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A shares in Q3 2022, an estimated $94.3M.
State Street first reported a position in Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in Q4 2019 and held it in 5 quarters.
State Street's Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A position peaked at $165M in Q4 2021.
15 funds tracked by Wall St. Rank held Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A as of Q3 2022.

Based on State Street's 13F filing for Q3 2022, filed 15 Nov 2022.