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AUROW

Aurora Innovation Warrant

Name Holding Trade Value Shares
Change
Change in
Stake
LP
1
LMR Partners
United Kingdom
$885K
TP
2
Third Point
New York
$877K
WAM
3
Weiss Asset Management
Massachusetts
$500K
ICM
4
Ionic Capital Management
New York
$373K -$8.45K -11,221 -2%
AC
5
Aristeia Capital
Connecticut
$299K
Hudson Bay Capital Management
6
Hudson Bay Capital Management
Connecticut
$266K -$420K -558,085 -55%
SPC
7
Slate Path Capital
New York
$254K
FBCM
8
Fort Baker Capital Management
California
$175K +$228K +302,393 New
WAM
9
Wolverine Asset Management
Illinois
$138K +$17.1K +22,699 +11%
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
10
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$72.6K
BlackRock
11
BlackRock
New York
$45K
CM
12
Caption Management
Oklahoma
$39.8K -$38.5K -51,112 -43%
ZA
13
Zazove Associates
Nevada
$38.6K +$51K +67,700 New
VF
14
Virtu Financial
New York
$38K +$24.4K +32,343 +97%
ACM
15
Advent Capital Management
New York
$35.7K
TYCC
16
Texas Yale Capital Corp
Florida
$23.2K
Toronto Dominion Bank
17
Toronto Dominion Bank
Ontario, Canada
$15.3K +$20.1K +26,717 New
ACA
18
Arena Capital Advisors
California
$11.8K
AGM
19
Alpine Global Management
New York
$7.26K
WH
20
Wolfswood Holdings
New York
$7.25K
GRP
21
Global Retirement Partners
California
$2.74K +$3.22K +4,276 +940%
UBS Group
22
UBS Group
Switzerland
$332 -$797 -1,059 -65%
Osaic Holdings
23
Osaic Holdings
Arizona
$19
Wells Fargo
24
Wells Fargo
California
$7
KWM
25
Kiker Wealth Management
Georgia
-$305 -350 Closed