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Aurora Innovation Warrant

Name Holding Trade Value Shares
Change
Change in
Stake
CAC
1
Cowen and Company
New York
$558K +$600K +2,066,898 New
TP
2
Third Point
New York
$495K – – –
WAM
3
Weiss Asset Management
Massachusetts
$250K +$49.4K +170,000 +25%
Walleye Capital
4
Walleye Capital
New York
$155K – – –
SPC
5
Slate Path Capital
New York
$118K – – –
CL
6
CSS LLC
Illinois
$97.5K -$94.1K -323,999 -47%
ICM
7
Ionic Capital Management
New York
$71.1K -$104K -359,023 -58%
Two Sigma Investments
8
Two Sigma Investments
New York
$67.5K +$55.4K +190,708 +322%
WAM
9
Wolverine Asset Management
Illinois
$66K -$1.59K -5,491 -2%
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
10
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$36.3K – – –
SBLIC
11
Security Benefit Life Insurance Company
Kansas
$25.1K – – –
BlackRock
12
BlackRock
New York
$21.7K – – –
Jane Street
13
Jane Street
New York
$18.4K -$16.5K -56,774 -45%
TYCC
14
Texas Yale Capital Corp
Florida
$10.8K – – –
DIM
15
DLK Investment Management
California
$10.3K – – –
ACA
16
Arena Capital Advisors
California
$5.48K – – –
WAM
17
Warberg Asset Management
Illinois
$5.4K – – –
AGM
18
Alpine Global Management
New York
$3.63K – – –
WH
19
Wolfswood Holdings
New York
$3.38K – – –
CCM
20
Context Capital Management
California
$3.03K – – –
VF
21
Virtu Financial
New York
$3K -$373 -1,285 -10%
HF
22
HRT Financial
New York
$3K – – –
UBS Group
23
UBS Group
Switzerland
$1.28K +$1.38K +4,756 New
OLVIG
24
Oliver Lagore Vanvalin Investment Group
Michigan
$54 – – –
TRCT
25
Tower Research Capital (TRC)
New York
$10 – – –