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Aurora Innovation Warrant

Name Holding Trade Value Shares
Change
Change in
Stake
TP
1
Third Point
New York
$239K – – –
Citadel Advisors
2
Citadel Advisors
Florida
$211K +$85 +300 +0%
AFM
3
Anson Funds Management
Texas
$164K – – –
ICM
4
Ionic Capital Management
New York
$92.8K – – –
WAM
5
Weiss Asset Management
Massachusetts
$89.8K – – –
AWA
6
Arete Wealth Advisors
Illinois
$88.3K +$4.53K +15,917 New
Walleye Capital
7
Walleye Capital
New York
$76.1K +$46.3K +162,762 +39%
SPC
8
Slate Path Capital
New York
$56.9K – – –
CAC
9
Cowen and Company
New York
$49.2K +$5.92K +20,838 +6%
CH
10
CVI Holdings
Delaware
$35.8K -$1.82K -6,399 -2%
AGC
11
Angelo Gordon & Co
New York
$27.2K – – –
Allianz Asset Management
12
Allianz Asset Management
Germany
$22K – – –
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
13
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$16.3K – – –
Jane Street
14
Jane Street
New York
$16K -$379 -1,334 -1%
BlackRock
15
BlackRock
New York
$11.8K – – –
SBLIC
16
Security Benefit Life Insurance Company
Kansas
$11.4K – – –
MF
17
Magnetar Financial
Illinois
$11K – – –
CL
18
CSS LLC
Illinois
$10.7K +$553 +1,944 +2%
WAM
19
Warberg Asset Management
Illinois
$9.11K +$19.9K +70,109 New
ACA
20
Arena Capital Advisors
California
$7.73K – – –
TYCC
21
Texas Yale Capital Corp
Florida
$5.2K – – –
MP
22
MSD Partners
New York
$3.25K – – –
AGM
23
Alpine Global Management
New York
$2K – – –
WH
24
Wolfswood Holdings
New York
$2K – – –
HF
25
HRT Financial
New York
$1K – – –