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Aurora Innovation Warrant

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
26
Wells Fargo
California
$15 – – –
AF
27
Allworth Financial
California
$6 – – –
Osaic Holdings
28
Osaic Holdings
Arizona
$1 – +2 New
CAC
29
Cowen and Company
New York
– -$64.4K -313,968 Closed
MF
30
Magnetar Financial
Illinois
– -$9.58K -47,895 Closed
MP
31
MSD Partners
New York
– -$5.13K -25,000 Closed
UBS Group
32
UBS Group
Switzerland
– -$515 -2,512 Closed
ASN
33
Advisory Services Network
Georgia
– -$2 -10 Closed