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Xtrackers Harvest CSI 300 China A-Shares ETF

Name Holding Trade Value Shares
Change
Change in
Stake
BGIM
76
Brandywine Global Investment Management
Pennsylvania
– -$1.35M -29,300 Closed
HT
77
HAP Trading
New York
– -$881K -23,802 Closed
GBA
78
Garrison Bradford & Associates
New York
– -$1.07M -23,200 Closed
FAAS
79
First Allied Advisory Services
California
– -$1M -21,770 Closed
ACM
80
Avalon Capital Management
California
– -$965K -20,984 Closed
CPC
81
Cookson Peirce & Co
Pennsylvania
– -$921K -20,020 Closed
VAM
82
Verity Asset Management
North Carolina
– -$887K -19,270 Closed
TH
83
Timber Hill
Connecticut
– -$830K -18,037 Closed
GA
84
Geneva Advisors
Illinois
– -$674K -14,650 Closed
M&T Bank
85
M&T Bank
New York
– -$668K -14,514 Closed
CC
86
CQS Cayman
Cayman Islands
– -$624K -13,567 Closed
Stifel Financial
87
Stifel Financial
Missouri
– -$594K -12,914 Closed
NVCHI
88
New Vernon Capital Holdings II
New Jersey
– -$450K -9,785 Closed
Baird Financial Group
89
Baird Financial Group
Wisconsin
– -$447K -9,709 Closed
SPC
90
Sigma Planning Corp
Michigan
– -$433K -9,409 Closed
CAG
91
Crestwood Advisors Group
Massachusetts
– -$405K -8,800 Closed
ST
92
Spot Trading
Illinois
– -$404K -8,776 Closed
FSA
93
Financial Sense Advisors
California
– -$299K -6,495 Closed
JHIU
94
Janus Henderson Investors US
Colorado
– -$224K -4,861 Closed
Loomis, Sayles & Company
95
Loomis, Sayles & Company
Massachusetts
– -$53K -1,150 Closed
PNC Financial Services Group
96
PNC Financial Services Group
Pennsylvania
– -$48K -1,050 Closed
Walleye Trading
97
Walleye Trading
New York
– -$38.7K -1,045 Closed
FMA
98
FNY Managed Accounts
New York
– -$46K -1,000 Closed
Simplex Trading
99
Simplex Trading
Illinois
– -$38K -838 Closed
SFPIA
100
Stevens First Principles Investment Advisors
California
– -$35K -750 Closed