CQS Cayman’s Xtrackers Harvest CSI 300 China A-Shares ETF ASHR Stock Holding History

CQS Cayman’s Portfolio ASHR Stock Details ASHR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-13,567	Closed	-$624K	–	156
2015 Q2	$624K	Sell	13,567 -28,932	-68%	-$1.41M	0.04%	149
2015 Q1	$1.77M	Buy	42,499 +28,499	+204%	+$1.05M	0.08%	137
2014 Q4	$521K	Buy	+14,000	New	+$409K	0.03%	141

Other funds holding ASHR

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

HCMT

Highland Capital Management (Texas) Dallas, Texas $39M AUM

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

PPFA

Provida Pension Fund Administrator Las Condes, Santiago, Chile $5.78B AUM 21.16% 1-Year Est. Return

Think Investments San Francisco, California $762M AUM 33.1% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

CQS Cayman's ASHR Position: Q3 2015 in Review

CQS Cayman sold out of Xtrackers Harvest CSI 300 China A-Shares ETF (ASHR) in Q3 2015, closing a stake of 13,567 shares — an estimated $624K sold.

CQS Cayman first reported a position in ASHR in Q4 2014 and held it in 3 quarters. The position peaked at $1.77M in Q1 2015. 63 funds tracked by Wall St. Rank hold ASHR as of Q3 2015.

CQS Cayman reported no remaining Xtrackers Harvest CSI 300 China A-Shares ETF position as of Q3 2015 after selling out during the quarter.
CQS Cayman sold 13,567 Xtrackers Harvest CSI 300 China A-Shares ETF shares in Q3 2015, an estimated $624K.
CQS Cayman first reported a position in Xtrackers Harvest CSI 300 China A-Shares ETF in Q4 2014 and held it in 3 quarters.
CQS Cayman's Xtrackers Harvest CSI 300 China A-Shares ETF position peaked at $1.77M in Q1 2015.
63 funds tracked by Wall St. Rank held Xtrackers Harvest CSI 300 China A-Shares ETF as of Q3 2015.

Based on CQS Cayman's 13F filing for Q3 2015, filed 30 Oct 2015.