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Xtrackers Harvest CSI 300 China A-Shares ETF

42 hedge funds and large institutions have $241M invested in Xtrackers Harvest CSI 300 China A-Shares ETF in 2014 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 16 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 5

230% more capital invested

Capital invested by funds: $73.1M → $241M (+$168M)

220% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 5

56% more funds holding

Funds holding: 2742 (+15)

7.68% more ownership

Funds ownership: 38.28%45.95% (+7.7%)

62% less call options, than puts

Call options by funds: $4.41M | Put options by funds: $11.7M

Holders
42
Holders Change
+15
Holders Change %
+55.56%
% of All Funds
1.22%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
20
Increased
16
Reduced
5
Closed
5
Calls
$4.41M
Puts
$11.7M
Net Calls
-$7.33M
Net Calls Change
-$9.89M
Name Holding Trade Value Shares
Change
Change in
Stake
FIG
26
Fusion Investment Group
Pennsylvania
$605K
NCM
27
Newgate Capital Management
Connecticut
$394K +$374K +15,274 New
IAM
28
Integre Asset Management
New York
$258K +$245K +10,027 New
USGIU
29
U.S. Global Investors (USGI)
Texas
$229K +$218K +8,900 New
Citigroup
30
Citigroup
New York
$229K +$218K +8,918 New
NPC
31
National Planning Corporation
California
$221K +$210K +8,600 New
PVH
32
Psagot Value Holdings
Israel
$77K +$14.7K +600 +25%
Mirae Asset Global Investments
33
Mirae Asset Global Investments
South Korea
$57K +$53.8K +2,200 New
CLOS
34
Compagnie Lombard Odier SCmA
Switzerland
$41K +$39.1K +1,600 New
GSC
35
Ground Swell Capital
South Carolina
$37K +$35.4K +1,449 New
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$35K +$28.1K +1,148 +577%
Creative Planning
37
Creative Planning
Kansas
$28K -$170K -6,937 -86%
S
38
SignatureFD
Georgia
$20K +$18.8K +768 New
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$8K +$7.51K +307 New
BL
40
BCWM LLC
Kansas
$5.79K +$550K +22,486 New
TCM
41
Tradewinds Capital Management
Washington
$4K +$3.67K +150 New
MPWT
42
MassMutual Private Wealth & Trust
Connecticut
$1K +$954 +39 New
HSBC Holdings
43
HSBC Holdings
United Kingdom
-$1.35M -60,000 Closed
BCMU
44
BlueCrest Capital Management (UK)
Guernsey
-$674K -30,000 Closed
PRCM
45
Pine River Capital Management
Minnesota
-$317K -14,100 Closed
AllianceBernstein
46
AllianceBernstein
Tennessee
-$2K -100 Closed
AIG
47
American International Group
New York
-$2.25K -100 Closed

ASHR Hedge Fund Activity: Q3 2014 in Review

42 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Xtrackers Harvest CSI 300 China A-Shares ETF (ASHR) for Q3 2014, worth a combined $241M — up 230% from $73.1M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new ASHR positions and 5 closed out — a net gain of 15 holders — while 16 added to existing stakes and 5 trimmed.

The largest buyer was Credit Suisse, opening a new position worth an estimated $34.8M. The largest seller was UBS, cutting an estimated $5.77M.

  • 42 institutional investors held Xtrackers Harvest CSI 300 China A-Shares ETF (ASHR) as of Q3 2014, up from 27 in Q2 2014.
  • Funds reported $241M of Xtrackers Harvest CSI 300 China A-Shares ETF stock for Q3 2014, up 230% quarter-over-quarter.
  • 20 funds opened new Xtrackers Harvest CSI 300 China A-Shares ETF positions in Q3 2014 and 5 closed out, a net change of +15 holders.
  • The largest Xtrackers Harvest CSI 300 China A-Shares ETF buyer in Q3 2014 was Credit Suisse, an estimated $34.8M added.
  • The largest Xtrackers Harvest CSI 300 China A-Shares ETF seller in Q3 2014 was UBS, an estimated $5.77M sold.

Based on aggregated 13F filings for Q3 2014.