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ASA

ASA Gold and Precious Metals

Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$52.7M +$61.7M +4,148,697 New
COLIM
2
City of London Investment Management
United Kingdom
$19.1M +$22.2M +1,494,157 New
WM
3
WS Management
Florida
$13.9M +$16.2M +1,093,000 New
RA
4
Royce & Associates
New York
$12.5M +$14.7M +986,093 New
Invesco
5
Invesco
Georgia
$6.42M +$7.51M +505,275 New
MWR
6
McAdams Wright Ragen
Washington
$4.51M +$5.27M +354,774 New
Morgan Stanley
7
Morgan Stanley
New York
$2.48M +$2.9M +194,961 New
BA
8
Bennicas & Associates
California
$2.1M +$2.46M +165,300 New
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$1.94M +$2.27M +152,972 New
JP Morgan Chase
10
JP Morgan Chase
New York
$1.29M +$1.52M +101,958 New
First Manhattan
11
First Manhattan
New York
$851K +$922K +62,000 New
U
12
UBS
Switzerland
$689K +$806K +54,231 New
Bank of America
13
Bank of America
North Carolina
$630K +$738K +49,678 New
Wells Fargo
14
Wells Fargo
California
$581K +$679K +45,710 New
HFS
15
HL Financial Services
Kentucky
$361K +$422K +28,420 New
LCM
16
Lucas Capital Management
New Jersey
$278K +$51.9K +3,489 New
PG
17
PEAK6 Group
Illinois
$273K +$319K +21,461 New
LPL Financial
18
LPL Financial
California
$247K +$289K +19,433 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$225K +$263K +17,702 New
HTC
20
Haverford Trust Company
Pennsylvania
$217K +$254K +17,117 New
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$95K +$111K +7,500 New
MFS
22
MSI Financial Services
Massachusetts
$51K +$59.5K +4,000 New
PP
23
Palladium Partners
Virginia
$44K +$51.3K +3,450 New
Barclays
24
Barclays
United Kingdom
$38K +$44.6K +3,000 New
Group One Trading
25
Group One Trading
Illinois
$31K +$36.4K +2,450 New