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Arrowhead Research

Name Holding Trade Value Shares
Change
Change in
Stake
Nomura Holdings
101
Nomura Holdings
Japan
– -$203K -27,857 Closed
HCM
102
Highbridge Capital Management
New York
– -$154K -22,800 Closed
ProShare Advisors
103
ProShare Advisors
Maryland
– -$71K -10,566 Closed
RFS
104
Rockefeller Financial Services
New York
– -$67K -9,896 Closed
BRWM
105
B. Riley Wealth Management
Tennessee
– -$4K -600 Closed
MFS
106
MSI Financial Services
Massachusetts
– -$3K -500 Closed
TRCT
107
Tower Research Capital (TRC)
New York
– -$3K -380 Closed
Creative Planning
108
Creative Planning
Kansas
– -$1K -100 Closed